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District of Columbia Adviser Affidavit

Category:
District of Columbia Secretary of State - Blue Sky - Securities Licensing
State:
District of Columbia
Control #:
DC-SKU-0318
Format:
PDF
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Description

Adviser Affidavit The District of Columbia Adviser Affidavit is a document that must be completed and signed by a District of Columbia (DC) registered investment adviser in order to register with the District of Columbia Department of Insurance, Securities, and Banking (DISC). The Adviser Affidavit must be completed and signed by a representative of the investment adviser and filed with the DISC. The purpose of the affidavit is to ensure that the investment adviser is properly registered with the DISC and that the adviser is in compliance with DC law. There are two types of District of Columbia Adviser Affidavit: 1. The Investment Adviser Registration Affidavit, which is used by investment advisers who are not already registered with the DISC. This affidavit must be completed by a representative of the investment adviser and includes information about the adviser, its business, and the services it offers. 2. The Continuing Adviser Affidavit, which is used by investment advisers who are already registered with the DISC. This affidavit must be completed and signed by a representative of the investment adviser and includes information about the adviser, its business, and any changes since the last filing.

The District of Columbia Adviser Affidavit is a document that must be completed and signed by a District of Columbia (DC) registered investment adviser in order to register with the District of Columbia Department of Insurance, Securities, and Banking (DISC). The Adviser Affidavit must be completed and signed by a representative of the investment adviser and filed with the DISC. The purpose of the affidavit is to ensure that the investment adviser is properly registered with the DISC and that the adviser is in compliance with DC law. There are two types of District of Columbia Adviser Affidavit: 1. The Investment Adviser Registration Affidavit, which is used by investment advisers who are not already registered with the DISC. This affidavit must be completed by a representative of the investment adviser and includes information about the adviser, its business, and the services it offers. 2. The Continuing Adviser Affidavit, which is used by investment advisers who are already registered with the DISC. This affidavit must be completed and signed by a representative of the investment adviser and includes information about the adviser, its business, and any changes since the last filing.

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