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Financial Reporting Checklists. The checklists are intended to assist entities in evaluating their compliance with U.S. GAAP and SEC rules and regulations.Our accounting and reporting checklists help you to streamline the financial statements preparation and review process. Sample Financial Management Checklist. 1. Accounting Policies and Procedures manual. An accounting year end checklist may help you remember all the tasks you must complete before the next fiscal year begins. PwC's Disclosure Checklist streamlines checklist preparation and review for financial-statement disclosures and builds in quality assurance processes. FINANCIAL REVIEW CHECKLIST Unit Name. Date. DESCRIPTION. There are two options for completing the checklist: Option 1: Use the Internal Controls Checklist – Microsoft Forms link below to duplicate the checklist. Internal audit: ✓; Checklist format: ✓.