Request for Additional Information , Not in Brochure 1
Overview of this form
The Request for Additional Information form is a professional document used to formally request further details about a product or service. This form is particularly useful when the initial information received, such as a brochure, is insufficient for making an informed decision. It differs from other inquiry forms by allowing users to express appreciation for prior communication while clearly outlining their specific questions.
Key components of this form
- Contact information: Fields for entering the sender's and recipient's addresses.
- Date fields: Spaces to specify the dates of the request and receipt of the brochure.
- Question section: A dedicated area to pose specific inquiries about the product or service.
- Closing signature: Space for the name and title of the person sending the request.
When to use this form
This form is ideal for situations where you have received initial information about a product or service but need additional clarification before making a decision. Common scenarios include requesting further technical details about software, understanding pricing structures, or inquiring about features that were not covered in the brochure.
Who should use this form
- Businesses looking for more information on software or services they are considering for purchase.
- Individuals seeking clarification on product offerings from vendors.
- Purchasing departments needing to ensure all questions are answered before commitment.
How to complete this form
- Fill in your full contact information, including address and company name.
- Enter the date of completing the form.
- Specify the date you received the brochure.
- Clearly outline your question or inquiry in the designated area.
- Sign the form with your name and title before submitting it.
Does this form need to be notarized?
Notarization is not commonly needed for this form. However, certain documents or local rules may make it necessary. Our notarization service, powered by Notarize, allows you to finalize it securely online anytime, day or night.
Get your form ready online
Our built-in tools help you complete, sign, share, and store your documents in one place.
Make edits, fill in missing information, and update formatting in US Legal Forms—just like you would in MS Word.
Download a copy, print it, send it by email, or mail it via USPS—whatever works best for your next step.
Sign and collect signatures with our SignNow integration. Send to multiple recipients, set reminders, and more. Go Premium to unlock E-Sign.
If this form requires notarization, complete it online through a secure video call—no need to meet a notary in person or wait for an appointment.
We protect your documents and personal data by following strict security and privacy standards.
Make edits, fill in missing information, and update formatting in US Legal Forms—just like you would in MS Word.
Download a copy, print it, send it by email, or mail it via USPS—whatever works best for your next step.
Sign and collect signatures with our SignNow integration. Send to multiple recipients, set reminders, and more. Go Premium to unlock E-Sign.
If this form requires notarization, complete it online through a secure video call—no need to meet a notary in person or wait for an appointment.
We protect your documents and personal data by following strict security and privacy standards.
Typical mistakes to avoid
- Omitting vital contact information, making it difficult for the recipient to respond.
- Failing to provide a clear and specific question.
- Not signing the form, which can invalidate the request.
Why use this form online
- Convenience: Fill out and download from anywhere at any time.
- Editability: Customize the form easily to reflect your specific needs.
- Reliability: Use professionally drafted templates that enhance clarity and professionalism in communication.
What to keep in mind
- The Request for Additional Information form is essential for clarifying inquiries beyond initial materials provided.
- It is suitable for businesses and individuals needing deeper information before making decisions.
- Completing the form thoroughly enhances the likelihood of receiving a prompt and informative response.
Looking for another form?
Form popularity
FAQ
Brochure Supplement The brochure supplements contain information about the educational background, business experience, and any disciplinary history of the specific individuals who provide advisory services to the client. Brochure supplements may be separate documents or incorporated into the firm brochure.
Form ADV includes two parts, both of which provide detailed information about the firm. Part I is a fill-in-the-blank form, and Part II is a brochure written in prose. The first part contains basic facts about the firm, like its fees, client types, assets under management and any disclosures.
The rule requires investment advisers to deliver to their clients a written disclosure statement, or "brochure," of specified information concerning the background and business practices of the investment adviser. Investors use the information to determine whether to retain or continue to employ the investment adviser.
A firm brochure must be delivered to each client before or at the time an advisory agreement is entered into with a client, and it must be delivered even if the advisory agreement with the client is oral.
The brochure rule states that the required information must be provided to new clients at least 48 hours before entering into an advisory contract. Advisors must give existing clients a new brochure every year. Failure to provide the brochure is considered fraudulent behavior.
Part 1A Instruction 5. b. explains how to calculate your regulatory assets under management. If you are a state-registered adviser and you report on your annual updating amendment that your regulatory assets under management increased to $100 million or more, you may register with the SEC.
Delivery of the "Brochure" to customers is not required for the sale of impersonal advisory services calling for no more than a $500 annual fee; or for the sale of advisory services to investment companies.
