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Missouri Statement of Claim For Exemption of Securities of New Generation Processing Entity

State:
Missouri
Control #:
MO-SKU-1969
Format:
PDF
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Description

Statement of Claim For Exemption of Securities of New Generation Processing Entity The Missouri Statement of Claim for Exemption of Securities of New Generation Processing Entity is a self-certified exemption form that must be filed with the Missouri Secretary of State's office in order to exempt an entity from registration as a broker-dealer or dealer. It is usually used by new companies that are seeking executive relief from the registration requirements of the Missouri Securities Act. The form must be completed in its entirety and filed with the Secretary of State's office. The form includes a description of the new generation processing entity, its business operations, the type of securities it is offering, and the number of shares involved. There are two types of Missouri Statement of Claim for Exemption of Securities of New Generation Processing Entity: the Accredited Investor Exemption and the Intrastate Exemption. The Accredited Investor Exemption allows companies to offer securities to qualified investors in the state of Missouri without having to register as a securities broker-dealer. The Intrastate Exemption allows companies to offer securities solely within the state of Missouri without having to register with the state as a securities broker-dealer.

The Missouri Statement of Claim for Exemption of Securities of New Generation Processing Entity is a self-certified exemption form that must be filed with the Missouri Secretary of State's office in order to exempt an entity from registration as a broker-dealer or dealer. It is usually used by new companies that are seeking executive relief from the registration requirements of the Missouri Securities Act. The form must be completed in its entirety and filed with the Secretary of State's office. The form includes a description of the new generation processing entity, its business operations, the type of securities it is offering, and the number of shares involved. There are two types of Missouri Statement of Claim for Exemption of Securities of New Generation Processing Entity: the Accredited Investor Exemption and the Intrastate Exemption. The Accredited Investor Exemption allows companies to offer securities to qualified investors in the state of Missouri without having to register as a securities broker-dealer. The Intrastate Exemption allows companies to offer securities solely within the state of Missouri without having to register with the state as a securities broker-dealer.

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Missouri Statement of Claim For Exemption of Securities of New Generation Processing Entity