The Kansas Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legally binding contract between Berger and Berman Management, Inc. (the "Advisor") and its clients in Kansas (the "Sub-Advisor"). This agreement outlines the terms and conditions under which the Advisor delegates certain investment management responsibilities to the Sub-Advisor. The purpose of the Kansas Sub-Advisory Agreement is to define the roles, responsibilities, and compensation structure for the Sub-Advisor in managing the investment portfolios of the Advisor's clients in Kansas. It ensures that the Sub-Advisor operates within the framework set by the Advisor, adhering to the investment objectives, guidelines, and restrictions determined by the Advisor. Key terms and clauses included in the Kansas Sub-Advisory Agreement may encompass the following: 1. Scope of Services: This section outlines the specific investment management services the Sub-Advisor will provide, such as portfolio construction, asset allocation, security selection, and risk management. It also defines any limitations or exclusions on the Sub-Advisor's authority. 2. Investment Guidelines: The agreement includes detailed investment guidelines that the Sub-Advisor must follow when making investment decisions on behalf of the Advisor's clients. These guidelines may specify eligible asset classes, risk tolerance levels, concentration limits, and any ethical or socially responsible investment considerations. 3. Reporting and Review: The agreement typically requires the Sub-Advisor to provide regular reports to the Advisor, detailing portfolio performance, holdings, transactions, and any other information necessary for the Advisor to monitor the Sub-Advisor's activities. The frequency and format of these reports are usually specified. 4. Compensation and Fees: The Kansas Sub-Advisory Agreement includes provisions establishing the compensation structure for the Sub-Advisor, such as a management fee, performance-based fees, or a combination of both. It may also outline any expenses that the Sub-Advisor can pass on to the Advisor's clients. 5. Termination and Amendment: This section specifies the conditions under which either party can terminate or amend the agreement. It may include notice periods, termination reasons, and any associated penalties or fees. Types of Kansas Sub-Advisory Agreements of Berger and Berman Management, Inc.: 1. Equity Sub-Advisory Agreement: This type of agreement focuses on the management of equity-based investment portfolios. It entails the Sub-Advisor specializing in equity research, stock selection, and constructing portfolios tailored to match the Advisor's investment objectives. 2. Fixed Income Sub-Advisory Agreement: This agreement concentrates on the management of fixed income or debt-based investment portfolios. The Sub-Advisor in this case possesses expertise in analyzing credit quality, bond selection, and constructing fixed income portfolios aligned with the Advisor's goals. 3. Multi-Asset Sub-Advisory Agreement: This comprehensive agreement covers the management of diverse investment portfolios incorporating various asset classes like equities, fixed income, real estate, commodities, or alternative investments. The Sub-Advisor is responsible for developing strategies that align the asset allocation with the Advisor's risk appetite and investment objectives. By understanding the specifics of the Kansas Sub-Advisory Agreement of Berger and Berman Management, Inc., both the Advisor and the Sub-Advisor can ensure a clear and mutually beneficial relationship while effectively managing investment portfolios and meeting the needs of clients.
Kansas Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
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At Neuberger Berman, our mission is clear ? to partner with clients to achieve their unique investment objectives. Since 1939, Neuberger Berman has been a leader in the asset management business servicing the investment needs of institutional and individual investors.
Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.
From offices in 39 cities across 26 countries, Neuberger Berman manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide.
For nine consecutive years, Neuberger Berman has been named first or second in Pensions & Investment's Best Places to Work in Money Management survey (among those with 1,000 employees or more). The firm manages $436 billion in client assets as of March 31, 2023.
Neuberger Berman BD LLC is a registered broker-dealer and member FINRA/SIPC.
Investing For You and With You Neuberger Berman is a private, independent, employee-owned investment manager?a rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.
Neuberger Berman is an experienced hedge fund solutions provider investing on behalf of institutional, high-net-worth and retail clients via registered liquid alternative funds, custom portfolios, and commingled products.
With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).