Affidavit Motion Amend Form D In San Jose
Description
Form popularity
FAQ
An amendment is required annually if the offering is ongoing for more than 12 months, or if certain of the information in the notice changes.
The Form D asks you to list specifics about your fundraising. This includes listing (a) “The Total Offering Amount” (the amount you want raise), (b) “The Amount Sold” (the amount you actually raised), and (c) “The Total Remaining to be Sold” (the amount you failed to raise, but are still trying to raise).
You must provide us with a signed written authorization from the issuer with your notarized Form ID. You may fax the signed form to the SEC at (202) 504-2474 or (703) 914-4240 or send a scanned version of the original form to Filer-Support@sec.
File your Form D Go to EDGAR and log in using your CIK and access codes. Choose “Form D” under “Make a Filing.” After you complete and submit your Form D, an email message will notify you of the status of your submission.
Some possible penalties include: Civil fines: The SEC can impose civil fines on companies that fail to file Form D on time or at all.
A Form D filer may file an amendment to a previously filed Form D notice, either on paper or online, by indicating in the space provided on the form that the filing is an amendment rather than a new filing.
Amendments and Withdrawals: If there are material changes to the information provided in Form D, an amendment must be filed with the SEC. If the offering is canceled or terminated, a notice of withdrawal must be filed with the SEC.
