West Virginia Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

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Multi-State
Control #:
US-CC-7-644
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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats.

West Virginia Sub-Advisory Agreement of Berger and Berman Management, Inc. The West Virginia Sub-Advisory Agreement refers to a legal contract between Berger and Berman Management, Inc. and a certain party in the state of West Virginia. This agreement outlines the terms and conditions under which Berger and Berman Management, Inc. acts as a sub-advisor for investment-related activities in West Virginia. Berger and Berman Management, Inc. is a recognized investment management firm that offers sub-advisory services to clients in various states, including West Virginia. Through this agreement, Berger and Berman Management, Inc. provides investment advice, portfolio management, and other related financial services to clients based in West Virginia, under the supervision and regulations of the West Virginia securities authorities. The West Virginia Sub-Advisory Agreement serves as a comprehensive document that establishes the specific obligations, responsibilities, and rights of both Berger and Berman Management, Inc. and the clients they serve in West Virginia. This agreement typically covers important aspects such as the scope of the advisory services, fee structures, investment strategies, reporting requirements, termination procedures, and confidentiality. It ensures that both parties are aware of their obligations and that the clients' interests are protected. Different types of West Virginia Sub-Advisory Agreement of Berger and Berman Management, Inc. may exist depending on the specific needs and circumstances of the parties involved. These variations may pertain to the duration of the agreement, the size or type of investment portfolios being managed, the nature of investment strategies being employed, or any additional terms that are mutually agreed upon by Berger and Berman Management, Inc. and their West Virginia clients. In summary, the West Virginia Sub-Advisory Agreement of Berger and Berman Management, Inc. represents a legal arrangement that allows the firm to act as a sub-advisor, providing investment advisory services to clients in West Virginia while adhering to the state's regulations and guidelines. Potential variations in this agreement may further tailor the terms and conditions to suit the specific needs of the clients and the characteristics of their investment portfolios.

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Neuberger Berman Headquarters at 1290 Avenue of the AmericasKey peopleGeorge H. Walker (CEO) William A. Arnold (CFO)ProductsInvestment management Mutual funds Equities Fixed income Private equity Hedge funds Alternative investmentsAUM$460 billion (December 31, 2021)Number of employees2,500+ (2022)6 more rows

Jonathan Bailey, Head of ESG Investing at Neuberger Berman, provides an overview of our ESG legacy and ongoing commitment across our investment platform.

Lehman Brothers acquisition and bankruptcy That transaction closed in October 2003 and from that time, until 2008, Neuberger Berman served as one of the asset management arms of Lehman Brothers' Investment Management Division.

Neuberger Berman Group LLC has chosen J.P. Morgan Clearing Corp.

Provider of investment advisory and broker-dealer services. The company offers separately managed accounts, mutual funds and advice to high net worth and institutional investors. It also offers sub-advisory of funds for institutional clients, including insurance companies, banks and other financial services firms.

With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).

Neuberger Berman actively manages over $120bn2 of assets across its private equity platform and has been a private markets investor for more than 30 years. We believe our position within the private equity ecosystem provides differentiated access to investment opportunities as well as enhanced information.

Chairman/CEO, Neuberger Berman Group LLC.

NEUBERGER BERMAN BD LLC - Brokerage/Investment Adviser Firm.

As a private, independent, employee-owned investment manager, Neuberger Berman is structurally aligned with the long-term interests of our clients. We have no external parent or public shareholders to serve, nor other lines of business to distract us from our core mission.

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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific ... 1. Appointment. The Adviser and the Trust hereby appoint and employ the Sub-Adviser as a discretionary portfolio manager, on the terms and conditions set forth ...The Sub-Adviser agrees that it will provide the Manager with a written list of brokers and dealers that are affiliates of the Sub-Adviser and will, from time to ... Mar 31, 2023 — This Brochure provides information about the qualifications and business practices of Neuberger. Berman Investment Advisers LLC (“NBIA”). If you ... Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of ... Direct investments and completion portfolios that are short-term in nature are not included in the target allocations of the Fund to sub-advisers listed above. Use this form to open an account for a trust, estate, corporation, partnership or qualified retirement plan (not for your personal IRA). Trusted Contact Form -Responsible for selling Neuberger Berman sub advised funds to a variety of wholesalers and financial advisors in a variety of different channels including ... Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and ... Mar 31, 2022 — For accounts where the portfolio management agreement between the Sponsor or client and the Adviser ... For more information, see the Sub-Advisory ...

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West Virginia Sub-Advisory Agreement of Neuberger and Berman Management, Inc.