The West Virginia Sub-Advisory Agreement is a legal document that outlines the terms and conditions regarding the provision of investment advisory services. It governs the relationship between Prudential Investments Fund Management, LLC (IFM) and The Prudential Investment Corp (PIC) in West Virginia. This agreement establishes the framework for IFM to act as a sub-advisor to PIC, providing investment advisory services to clients in the state of West Virginia. The services provided may include investment research, portfolio management, and investment recommendations. Under this agreement, IFM agrees to fulfill its obligations as a sub-advisor, adhering to industry standards and regulations while providing competent and diligent services. PIC, on the other hand, agrees to compensate IFM for the services rendered in accordance with the agreed-upon fee structure. The West Virginia Sub-Advisory Agreement also highlights the responsibilities and liabilities of both parties, including any limitations on liability and confidentiality requirements. It may also include provisions related to termination or amendment of the agreement, as well as dispute resolution mechanisms. In terms of different types of West Virginia Sub-Advisory Agreements between IFM and PIC, there may be variations depending on factors such as the specific services being provided, the scope of the agreement, and the targeted clients or investment strategies involved. These variations could include: 1. Equity Sub-Advisory Agreement: This type of agreement may focus on investment advisory services related to equity securities and associated strategies. 2. Fixed Income Sub-Advisory Agreement: This agreement would specifically cover investment advisory services related to fixed income securities and strategies. 3. Multi-Asset Sub-Advisory Agreement: This type of agreement may encompass a broader range of investment advisory services, spanning different asset classes such as equities, fixed income, and alternative investments. These are just examples of potential variations in the West Virginia Sub-Advisory Agreement. The actual types of agreements may vary depending on the specific needs and requirements of the parties involved.
West Virginia Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. regarding provision of investment advisory services
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How to fill out West Virginia Sub-Advisory Agreement Between Prudential Investments Fund Management, LLC And The Prudential Investment Corp. Regarding Provision Of Investment Advisory Services?
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To see this page as it is meant to appear/function please use a Javascript enabled browser. Effective April 1, 2022, Empower officially acquired the full-service retirement business of Prudential.
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