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  • Utah Application For Hearing For Certain Exchanges of Securities

Utah Application For Hearing For Certain Exchanges of Securities

Category:
Utah Department of Commerce - Blue Sky - Securities
State:
Utah
Control #:
UT-SKU-0002
Format:
PDF
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Description

Application For Hearing For Certain Exchanges of Securities The Utah Application For Hearing For Certain Exchanges of Securities is a form that is used by businesses in the state of Utah to request a hearing in order to obtain approval to exchange securities. The application is used to provide the Utah Division of Securities with detailed information regarding the proposed exchange, and the Division of Securities will use the information to decide whether to grant the application. There are two types of Utah Application For Hearing For Certain Exchanges of Securities: the Standard Application and the Short Form Application. The Standard Application is used in cases when the exchange involves more than $5 million in securities, while the Short Form Application is used when the exchange involves less than $5 million in securities. The information required for both applications includes the names and contact information of the parties involved in the exchange, the nature of the transaction, and the value of the securities being exchanged.

The Utah Application For Hearing For Certain Exchanges of Securities is a form that is used by businesses in the state of Utah to request a hearing in order to obtain approval to exchange securities. The application is used to provide the Utah Division of Securities with detailed information regarding the proposed exchange, and the Division of Securities will use the information to decide whether to grant the application. There are two types of Utah Application For Hearing For Certain Exchanges of Securities: the Standard Application and the Short Form Application. The Standard Application is used in cases when the exchange involves more than $5 million in securities, while the Short Form Application is used when the exchange involves less than $5 million in securities. The information required for both applications includes the names and contact information of the parties involved in the exchange, the nature of the transaction, and the value of the securities being exchanged.

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