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Complete item 13 in accordance with instructions on Amendment Addendum (Form UCC3Ad). A UCC3 is a change statement to a UCC1.UCC-3 collateral amendments: This type of filing is used to add collateral, remove collateral, or restate the entire collateral description. Always complete items 1a and 9. 1a. Always complete item 1 and 9. 1. File number: Enter file number of initial financing statement to which this Amendment relates. A UCC3 filed as a termination is strictly an amendment. It does not affect the status of the financing statement. The file number of the related UCC1 Financing Statement must be provided in order to process an amendment. You can file UCC Financing Statement and UCC Financing Statement Amendments through our PennFile website.