Oregon Application to Register Securities

State:
Oregon
Control #:
OR-SKU-0923
Format:
PDF
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Description

Oregon form 440-2013 The Oregon Application to Register Securities is a document used to register certain types of securities with the Oregon Division of Financial Regulation. The application is required for any corporation, limited liability company, limited partnership, or other business entity offering securities in Oregon. Depending on the type and amount of securities being offered, different forms may be required. The most common forms used to register securities in Oregon are the Form U-1, Form U-2, Form U-3, and Form U-7. Form U-1 is used when registering securities as part of a public offering. It requires information about the company offering the securities, the securities themselves, and the securities broker. Form U-2 is used to register securities offered to private investors. It requires information about the company offering the securities, the securities themselves, and the investor. Form U-3 is used to register securities offered to accredited investors. It requires information about the company offering the securities, the securities themselves, and the accredited investor. Form U-7 is used to register securities offered to non-accredited investors. It requires information about the company offering the securities, the securities themselves, and the non-accredited investor.

The Oregon Application to Register Securities is a document used to register certain types of securities with the Oregon Division of Financial Regulation. The application is required for any corporation, limited liability company, limited partnership, or other business entity offering securities in Oregon. Depending on the type and amount of securities being offered, different forms may be required. The most common forms used to register securities in Oregon are the Form U-1, Form U-2, Form U-3, and Form U-7. Form U-1 is used when registering securities as part of a public offering. It requires information about the company offering the securities, the securities themselves, and the securities broker. Form U-2 is used to register securities offered to private investors. It requires information about the company offering the securities, the securities themselves, and the investor. Form U-3 is used to register securities offered to accredited investors. It requires information about the company offering the securities, the securities themselves, and the accredited investor. Form U-7 is used to register securities offered to non-accredited investors. It requires information about the company offering the securities, the securities themselves, and the non-accredited investor.

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Oregon Application to Register Securities