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New York M-3 Supplemental Broker Dealer Statement for Real Estate Finance Bureau

Category:
New York Secretary of State - Blue Sky - Investor Protection and Securities
State:
New York
Control #:
NY-AG-M3
Format:
PDF
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Description

M-3 Supplemental Broker Dealer Statement for Real Estate Finance Bureau The New York M-3 Supplemental Broker Dealer Statement for Real Estate Finance Bureau is a statement required by the New York Department of Financial Services (DFS) for all broker-dealers that provide services related to the financing or purchase of real estate. It requires the broker-dealer to report on its financial condition and operations, and provide additional information related to its real estate financing activities. The statement includes details on the broker-dealer's capital, assets, liabilities, income, expenses, and more. The statement must be filed annually with the DFS. Types of New York M-3 Supplemental Broker Dealer Statements for Real Estate Finance Bureau include: 1. Financial Condition Statement 2. Income Statement 3. Statement of Changes in Equity 4. Statement of Cash Flows 5. Statement of Real Estate Financing Activities 6. Statement of Compliance with Anti-Money Laundering Requirements 7. Statement of Management Responsibility 8. Statement of Compliance with the New York Real Estate Finance Law 9. Statement of Compliance with the New York Financial Services Law.

The New York M-3 Supplemental Broker Dealer Statement for Real Estate Finance Bureau is a statement required by the New York Department of Financial Services (DFS) for all broker-dealers that provide services related to the financing or purchase of real estate. It requires the broker-dealer to report on its financial condition and operations, and provide additional information related to its real estate financing activities. The statement includes details on the broker-dealer's capital, assets, liabilities, income, expenses, and more. The statement must be filed annually with the DFS. Types of New York M-3 Supplemental Broker Dealer Statements for Real Estate Finance Bureau include: 1. Financial Condition Statement 2. Income Statement 3. Statement of Changes in Equity 4. Statement of Cash Flows 5. Statement of Real Estate Financing Activities 6. Statement of Compliance with Anti-Money Laundering Requirements 7. Statement of Management Responsibility 8. Statement of Compliance with the New York Real Estate Finance Law 9. Statement of Compliance with the New York Financial Services Law.

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New York M-3 Supplemental Broker Dealer Statement for Real Estate Finance Bureau
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