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New York 359-f(2) Exemption Instruction Sheet Printable PDF

State:
New York
Control #:
NY-AG-359i
Format:
PDF
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Description

359-f(2) Exemption Instruction Sheet Printable PDF

New York 359-f(2) Exemption Instruction Sheet Printable PDF is a document provided by the New York State Department of Taxation and Finance that provides instructions for individuals and businesses on how to apply for a sales tax exemption. The instruction sheet outlines the requirements and process for obtaining a sales tax exemption certificate from the NYS Department of Taxation and Finance. There are two types of New York 359-f(2) Exemption Instruction Sheet Printable PDFs available: one for individuals and one for businesses. The individual instruction sheet outlines the process for obtaining an exemption from sales tax for items purchased for personal use. The business instruction sheet outlines the process for obtaining an exemption from sales tax for items purchased for business use. Both instruction sheets provide information on how to fill out the exemption certificate application, how to submit the application, and how to monitor the status of the application.

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FAQ

FINRA is responsible for regulating the securities industry and conducting arbitration matters. You can request CRD information from this agency. FINRA was formed in 2007 when the National Association of Securities Dealers (NASD) Regulation, Inc., merged with New York Stock Exchange (NYSE) Arbitration in 2007.

Financial Industry Regulatory Authority (FINRA) FINRA was formed in 2007 when the National Association of Securities Dealers (NASD) Regulation, Inc., merged with New York Stock Exchange (NYSE) Arbitration in 2007.

FINRA Regulates Broker-Dealers, Capital Acquisition Brokers, and Funding Portals. A Broker Dealer is in the business of buying or selling securities on behalf of its customers or its own account or both.

Widely considered to be the most severe blue sky law in the U.S, the Martin Act has been used to bring charges against some of the largest financial institutions in the world. It should be noted that there is no New York State requirement for registering securities before selling them.

Policy Statement 104 provides an exemption application from the filing requirements of GBL section 352-e for certain offerings that fall within the statutory subcategories of GBL section 359-f(2).

New York securities fraud laws provide the state's attorney general with the power to investigate and sue any person, partnership, or corporation that employs any device or scheme to defraud or to obtain money or property by means of any false pretense, representation, or promise.

dealer must comply with relevant state law as well as federal law and applicable SRO rules.

With few exceptions, broker-dealer firms must register with the Securities and Exchange Commission and be members of FINRA.

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New York 359-f(2) Exemption Instruction Sheet Printable PDF