Investigating Sexual Harassment Checklist - Workplace

State:
Multi-State
Control #:
US-501EM
Format:
Word
Instant download

About this form

The Investigating Sexual Harassment Checklist - Workplace is a comprehensive tool designed for employers to systematically handle allegations of sexual harassment in the workplace. This form differentiates itself by offering a structured guideline that helps employers assess claims, gather evidence, and ensure a fair investigation process. By following this checklist, employers can address complaints effectively and create a safer work environment.

Key parts of this document

  • Receive written complaint
  • Determine potential witnesses
  • Advise witnesses against retaliation
  • Conduct interviews with the complainant and witnesses
  • Evaluate the credibility and consistency of statements
  • Take appropriate action based on findings

When to use this form

This form should be used whenever an employer receives a written complaint of sexual harassment from an employee. It is essential for ensuring that all allegations are handled promptly and consistently, regardless of the size of the organization. Utilize this checklist to document the investigation process and to comply with legal obligations under workplace harassment laws.

Intended users of this form

  • Human resources professionals
  • Managers and supervisors
  • Business owners
  • Compliance officers
  • Anyone responsible for handling workplace complaints

Completing this form step by step

  • Receive and document the written complaint from the employee.
  • Identify and consult potential witnesses to the incident.
  • Conduct interviews with the complainant and witnesses, ensuring confidentiality.
  • Evaluate the gathered statements for consistency and credibility.
  • Decide on corrective action based on the investigation's findings.

Notarization requirements for this form

This form usually doesn’t need to be notarized. However, local laws or specific transactions may require it. Our online notarization service, powered by Notarize, lets you complete it remotely through a secure video session, available 24/7.

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Download a copy, print it, send it by email, or mail it via USPS—whatever works best for your next step.

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If this form requires notarization, complete it online through a secure video call—no need to meet a notary in person or wait for an appointment.

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We protect your documents and personal data by following strict security and privacy standards.

Typical mistakes to avoid

  • Failing to keep the investigation process confidential.
  • Not documenting each step of the investigation thoroughly.
  • Overlooking potential witnesses or evidence.
  • Discouraging the complainant from sharing their experience.

Benefits of completing this form online

  • Immediate access to professionally drafted templates.
  • Easy to customize for your specific workplace policies.
  • Reliable and organized documentation process.
  • Guidance on legal compliance and best practices.

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FAQ

What happened? What was the date, time and duration of the incident or behavior? How many times did this happen? Where did it happen? How did it happen? Did anyone else see it happen? Who? Was there physical contact? What did you do in response to the incident or behavior?

If you feel like you've been a victim of workplace harassment, you can file a claim with the Equal Employment Opportunity Commission (EEOC). Before you file the claim, educate yourself to ensure that the incident actually counts as harassment. For various reasons, people make many false claims of harassment.

Take all complaints seriously. Launch a prompt investigation. Protect confidentiality to the extent possible. Create an investigation file. Take steps to prevent retaliation. Prepare to interview appropriate parties. Interview the complainant. Interview witnesses.

1. Talk to the Person Directly. Once the first incident of sexual harassment occurs, be very clear in letting the person know the behavior is unwelcome and ask them to stop. If the behavior continues after that, tell them that you plan to file a report with Human Resources.

Know your Rights. Knowing what Title VII states is important, but understanding your company's policy and procedures regarding sexual harassment is key. Tell the Harasser to Stop. Document, Document, Document. Follow company procedures. Involve Government Agencies. Advocate for stronger protections.

Any employee who believes he or she has been the target of sexual harassment is encouraged to inform the offending person orally or in writing that such conduct is unwelcome and offensive and must stop.

The investigator should start with the complainant and focus on limiting and clarifying the specific allegations. Next, they will go over the details of each alleged incident, asking what was said and by whom, who witnessed what, under what circumstances did the events occur, and what documents, if any, were exchanged.

Who committed the alleged behavior?What happened?When did this occur?Where did this happen?Did you let the accused know that you were upset by this?Who else may have seen or heard this as a witness?Have you reported or discussed this with anyone?10 Employee Investigation Questions & Best Practices - HR Acuity\nwww.hracuity.com > blog > best-practices-questions-for-complainants-in-a-...

1Decide whether to investigate.2Take immediate action, if necessary.3Choose an investigator.4Plan the investigation.5Conduct interviews.6Gather documents and other evidence.7Evaluate the evidence.8Take action.Ten Steps to a Successful Workplace Investigation Nolo\nwww.nolo.com > investigate-workplace-complaint-29475

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Investigating Sexual Harassment Checklist - Workplace