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Tennessee Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

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Multi-State
Control #:
US-CC-7-644
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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats.

The Tennessee Sub-Advisory Agreement of Berger and Berman Management, Inc. refers to a legal document that outlines the terms and conditions for the sub-advisory relationship between Berger and Berman Management, Inc. (referred to as the "Sub-Advisor") and an investment firm or entity based in Tennessee (referred to as the "Adviser"). This agreement allows the Adviser to seek the services and expertise of the Sub-Advisor in managing investment portfolios and providing financial advice to their clients. This agreement typically covers various important aspects such as the scope of services to be provided by the Sub-Advisor, the responsibilities and obligations of both parties, fee structure, termination clauses, and confidentiality provisions. It serves to establish a clear understanding between the Sub-Advisor and the Adviser, ensuring that both parties are aligned regarding their roles, responsibilities, and expectations. In terms of different types of Tennessee Sub-Advisory Agreement of Berger and Berman Management, Inc., it would depend on the specific investment strategies or asset classes being managed. The agreement might differ based on whether it pertains to equity, fixed-income, real estate, or alternative assets' management, among others. The Tennessee Sub-Advisory Agreement might also vary based on the length of the agreement, with the options of it being a fixed-term contract or an open-ended arrangement allowing termination with prior notice. Furthermore, the agreement could encompass additional provisions related to compliance with regulatory requirements, investment guidelines and restrictions, risk management protocols, and reporting obligations. Overall, the Tennessee Sub-Advisory Agreement of Berger and Berman Management, Inc. provides a legal framework for the collaborative relationship between the Sub-Advisor and the Adviser, ensuring a mutually beneficial partnership in the management of investment portfolios. By clearly defining the roles, obligations, and expectations of both parties, this agreement helps foster transparency, accountability, and a solid foundation for investment success.

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FAQ

Joseph V. Amato serves as President of Neuberger Berman Group LLC and Chief Investment Officer of Equities. He is a member of the firm's Board of Directors and its Audit Committee. His responsibilities also include overseeing the firm's Fixed Income and hedge fund businesses.

A subadvisory agreement is a legally binding agreement between a mutual fund and an advisor. These agreements outline the terms and conditions of the relationship between the fund and the advisor and what rights and responsibilities are expected of each party.

Neuberger Berman Group LLC has chosen J.P. Morgan Clearing Corp.

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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific ... 1. Appointment. The Adviser and the Trust hereby appoint and employ the Sub-Adviser as a discretionary portfolio manager, on the terms and conditions set forth ...reviews and approves each Fund's investment advisory and sub-advisory contracts and other principal contracts. The Board has appointed an Independent Fund ... Mar 31, 2023 — This Brochure provides information about the qualifications and business practices of Neuberger. Berman Investment Advisers LLC (“NBIA”). If you ... The "Portfolio" sub-section under the "Important Information" section has been updated to reflect the recent name change for the Neuberger Berman Responsible ... The Sub-Adviser agrees that it will provide the Manager with a written list of brokers and dealers that are affiliates of the Sub-Adviser and will, from time to ... Nov 1, 2000 — Management Company for shares of a. Management Company held by a sub- account of the Account. 4. The Substitution Applicants request an order ... Contract Review Committee Membership and Purposes. The Contract Review Committee (“Committee”) of the Neuberger Berman Funds (the “Funds”). Mar 15, 2022 — ... Sub-adviser, Neuberger Berman is entitled to receive a fee from the Tax ... the Investment Sub-Advisory Agreement between Parametric and the ... The Sub-Advisory Agreement provides in substance that Neuberger Berman will furnish ... With respect to approval of the Management and Sub-Advisory Agreements.

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Tennessee Sub-Advisory Agreement of Neuberger and Berman Management, Inc.