New York Filing of Intrastate Prospectus

State:
New York
Control #:
NY-AG-INTRA1C
Format:
PDF
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Filing of Intrastate Prospectus

New York Filing of Intrastate Prospectus is the process of registering a securities offering with the New York Department of State, Division of Corporations. This filing is required whenever a company wants to offer securities within the boundaries of the state of New York. The filing is intended to provide investors with information about the securities being offered and the issuer of those securities. The filing must include a prospectus that outlines the terms and conditions of the security offering, as well as other pertinent information. There are three types of New York Filing of Intrastate Prospectus: Form S-1, Form S-3, and Form S-4. Form S-1 is used for the registration of new securities offerings. Form S-3 is used when the company is already registered with the SEC or other state agencies. Form S-4 is used to register securities offerings that are exempt from registration requirements.

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A company must determine the residence of each offeree and purchaser. What you get: Instant access to fillable Microsoft Word or PDF forms.Minimize the risk of using outdated forms and eliminate rejected fillings. Twenty-five copies of such prospectus shall be filed as provided herein. Companies are required to file prospectus documents with the Securities and Exchange Commission (SEC) in order to raise capital for the product being offered. Section 3 (a) (11 ) provides an exemption from the registration and prospectus requirements of the Securities Act. The information in this preliminary prospectus is not complete and may be changed. Registration system for the U.S. securities industry and its regulators. :.02 Notice filing for Rule 504 and 506 Reg. Prior to the filing of a registration statement for a new issue, nothing can be done.

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New York Filing of Intrastate Prospectus