New Mexico Distribution Agreement regarding the continuous offering of the Fund's shares

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Multi-State
Control #:
US-EG-9373
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Distribution Agreement between Prudential Tax-Managed Growth Fund and Prudential Investment Management Services, LLC regarding the continuous offering of the Fund's shares in order to promote the growth of the Fund and facilitate the distribution of the

A New Mexico Distribution Agreement is a legal document involving the continuous offering and distribution of a fund's shares within the state of New Mexico. This agreement outlines the terms and conditions under which a distributor can offer and sell the fund's shares to investors. Keywords: New Mexico, distribution agreement, continuous offering, fund's shares, legal document, terms and conditions, distributor, investors. In New Mexico, there may be different types of Distribution Agreements regarding the continuous offering of a Fund's shares, including: 1. Exclusive Distribution Agreement: This type of agreement grants exclusive rights to a specific distributor to market, distribute, and sell the fund's shares within New Mexico. The distributor holds the sole authority to offer the fund's shares in the state and is responsible for meeting the distribution targets. 2. Non-Exclusive Distribution Agreement: In this type of agreement, multiple distributors can simultaneously offer and sell the fund's shares within New Mexico. Each distributor operates independently and competes with others to reach investors and achieve their respective sales targets. 3. Sub-Distribution Agreement: A Sub-Distribution Agreement comes into play when a primary distributor appoints sub-distributors within New Mexico to sell the fund's shares on their behalf. The sub-distributors act as intermediaries between the primary distributor and investors, assisting with marketing, sales, and client servicing activities. 4. Third-Party Distribution Agreement: This agreement involves partnering with third-party entities, such as broker-dealers or financial institutions, to distribute and sell the fund's shares in New Mexico. The third-party entities have the necessary expertise, resources, and networks to reach investors effectively. The New Mexico Distribution Agreement is crucial in ensuring compliance with state laws and regulations governing the sale and distribution of securities, protecting the interests of investors, and defining the responsibilities and obligations of the distributor. It typically covers aspects such as marketing materials, reporting requirements, compensation structure, termination clauses, and any restrictions or limitations imposed by New Mexico authorities. Both the fund and the distributor should carefully review and negotiate the terms of the New Mexico Distribution Agreement to ensure a mutually beneficial and legally sound partnership.

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  • Preview Distribution Agreement regarding the continuous offering of the Fund's shares
  • Preview Distribution Agreement regarding the continuous offering of the Fund's shares
  • Preview Distribution Agreement regarding the continuous offering of the Fund's shares
  • Preview Distribution Agreement regarding the continuous offering of the Fund's shares
  • Preview Distribution Agreement regarding the continuous offering of the Fund's shares
  • Preview Distribution Agreement regarding the continuous offering of the Fund's shares

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FAQ

Equity Distribution means any dividend or other distribution (whether in cash, securities or other property) with respect to any membership interest or other equity interest in the Borrower, or any payment (whether in cash, securities or other property), including any sinking fund or similar deposit, on account of the ...

In an equity distribution agreement (also sometimes referred to as a "sales agency agreement" or "placement agency agreement"), a company engages a broker-dealer to conduct ATM offerings of the company's shares under an ATM program (also commonly referred to as an "equity distribution program" or "equity dribble out ...

A share distribution is the name commonly given to a share transaction where one party is distributing shares to two or more parties. For example, if Emily owns 10,000 shares and wishes to distribute them evenly by transfer to each of her 5 children, this will commonly be referred to as a share distribution.

Distributions, the means by which private equity funds return capital to investors, are paid when fund managers realise their investments in underlying companies or assets.

An equity distribution agreement is a contract typically used by a company that offers another party the ability to distribute shares through what's known as an at-the-market (or ATM) offering program. Companies typically use profits from the distribution of their shares for repayment of loans or refinancing.

Equitable distribution of income means that income is distributed in a way that ensures fairness and allows everyone to have the same opportunities. Equitable distribution of income doesn't mean that income is distributed equally; it just means that income is distributed in a fair way.

It allows an issuer organized as a corporation, limited partnership or limited liability company to raise an unlimited amount of capital from up to 25 investors in total (that includes within and outside of New Mexico). Securities sold under this provision cannot be readily sold or transferred.

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For purposes of the offering of Shares, each Fund has furnished to the Distributor copies of the Registration Statement and Investor Purchase Application. Click on New Document and select the file importing option: upload Distribution Agreement regarding the continuous offering of the Fund's shares from your ...An equity distribution agreement is a contract that offers another party the ability to distribute shares through what's known as an at-the-market offering ... If the issuer is formed under the laws of another state or jurisdiction, it must file a notice with the securities Division on Form 202Y. IF an issuer is formed ... Jul 21, 2021 — This Settlement Agreement, dated as of July 21, 2021 (the “Agreement”), sets forth the terms of settlement between and among the Settling States ... Mar 11, 2016 — ... file the press release and sales agency agreement on a Form 8-K. Settlement for the shares sold in the offering is typically made on a ... (b) In order to promote over time a balanced distribution of holdings of special drawing rights under (a)(i) above, the Fund shall apply the rules for ... This Agreement was made and entered into in Albuquerque, New Mexico between the Albuquerque ... seeks and shares new research in the field. 1 2 3 4. APPENDIX L ... May 8, 2022 — Thus, NAV REITs must periodically file and transition to new registration statements on Form S-11 to continuously offer shares publicly. ... New Mexico Gross Receipts and Compensating Tax. 52.229-11 Tax on Certain Foreign Procurements—Notice and Representation. 52.229-12 Tax on Certain Foreign ...

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New Mexico Distribution Agreement regarding the continuous offering of the Fund's shares