New Mexico Comprehensive Selling Stockholder Questionnaire

State:
Multi-State
Control #:
US-DD06028
Format:
Word; 
PDF; 
Rich Text
Instant download

Description

This form is a due diligence questionnaire that requests information to be used to complete the Registration Statement prior to the Effective Date. The questionnaire should be distributed to each person who is selling securities pursuant to the Registration Statement in business transactions.

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  • Preview Comprehensive Selling Stockholder Questionnaire
  • Preview Comprehensive Selling Stockholder Questionnaire
  • Preview Comprehensive Selling Stockholder Questionnaire
  • Preview Comprehensive Selling Stockholder Questionnaire
  • Preview Comprehensive Selling Stockholder Questionnaire
  • Preview Comprehensive Selling Stockholder Questionnaire
  • Preview Comprehensive Selling Stockholder Questionnaire
  • Preview Comprehensive Selling Stockholder Questionnaire
  • Preview Comprehensive Selling Stockholder Questionnaire
  • Preview Comprehensive Selling Stockholder Questionnaire

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FAQ

A registration right is a right entitling an investor who owns restricted stock to require that a company list the shares publicly so that the investor can sell them. Registration rights, if exercised, can force a privately-held company to become a publicly-traded company.

This Standard Document is a form of Selling Stockholder Questionnaire. This questionnaire can be used in registered secondary offerings of securities to help collect and verify information relating to stockholders selling securities as part of the offering.

Piggyback registration rights are a form of registration rights that grants the investor the right to register their unregistered stock when either the company or another investor initiates a registration.

In an unregistered securities offering, an agreement between the issuer and the purchasers of the security that creates an obligation for the issuer to register the re-offer and resale of the securities being offered at some time in the future (usually within six months).

Demand registration rights, where an investor can force a company to file a registration statement to register the holder's securities so the investor can sell them in the public market without restriction.

An S-3 registration entitles investors to demand that a company register their shares on a Form S-3 registration statement. Form S-3 is a shorter form of registration statement than a Form S-1 (used in an IPO) and may be used by a company one year after an IPO.

A registration right is a right entitling an investor who owns restricted stock to require that a company list the shares publicly so that the investor can sell them. Registration rights, if exercised, can force a privately-held company to become a publicly-traded company.

In the context of registered securities offerings, an existing stockholder of a company that is selling shares in a registered public offering. A public offering of shares by existing stockholders is known as a secondary offering.

Investors that own restricted shares of a privately-held company need access to a broader market to eventually sell those shares. Such investors need to have the right or ability to require the company to list the shares publicly.

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New Mexico Comprehensive Selling Stockholder Questionnaire