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New Mexico Investment Adviser Packet - Lists requirements to register

State:
New Mexico
Control #:
NM-SKU-0904
Format:
PDF
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Description

Investment Adviser Packet - Lists requirements to register The New Mexico Investment Adviser Packet — Lists requirements to register is a packet of documents and forms that provide information and instructions on how to become an investment adviser in the state of New Mexico. The packet includes a New Mexico Investment Adviser Registration Form, a New Mexico Investment Adviser Firm Registration Form, a New Mexico Uniform Application for Investment Adviser Certificate, and other related documents. It also provides instructions on how to complete the forms, the fees associated with registering, and the continuing education requirements. There are two types of New Mexico Investment Adviser Packet — Lists requirements to register: one for individuals and one for firms.

The New Mexico Investment Adviser Packet — Lists requirements to register is a packet of documents and forms that provide information and instructions on how to become an investment adviser in the state of New Mexico. The packet includes a New Mexico Investment Adviser Registration Form, a New Mexico Investment Adviser Firm Registration Form, a New Mexico Uniform Application for Investment Adviser Certificate, and other related documents. It also provides instructions on how to complete the forms, the fees associated with registering, and the continuing education requirements. There are two types of New Mexico Investment Adviser Packet — Lists requirements to register: one for individuals and one for firms.

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New Mexico Investment Adviser Packet - Lists requirements to register