The purpose of this memorandum is to review certain reporting and disclosure requirements, and certain restrictions that may limit the disposition of securities of the company held by its officers, directors and principal shareholders, which are imposed by the Securities Act of 1933, the Securities and Exchange Act of 1934, and the rules of the Securities and Exchange Commission thereunder. This memorandum is prepared for the management of the company and should be treated as a confidential communication between the company and its counsel.
Michigan Limitation on Disposition of Securities Memorandum
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US-TC1015
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The legislation had two main goals: to ensure more transparency in financial statements so investors could make informed decisions about investments; and to establish laws against misrepresentation and fraudulent activities in the securities markets. Securities Act of 1933: Significance and History - Investopedia investopedia.com ? terms ? securitiesact1933 investopedia.com ? terms ? securitiesact1933
AN ACT to enact the uniform securities act (2002) relating to the issuance, offer, sale, or purchase of securities; to prohibit fraudulent practices in relation to securities; to establish civil and criminal sanctions for violations of the act and civil sanctions for violation of the rules promulgated pursuant to the ...
The purpose of the Uniform Securities Act is to deal with securities fraud at the state level and to assist the Securities and Exchange Commission (SEC) in enforcement and regulation. Uniform Securities Act: What it is, How it's Applied - Investopedia investopedia.com ? terms ? uniformsecuritie... investopedia.com ? terms ? uniformsecuritie...