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Connecticut Model Accredited Investor Exemption Uniform Notice of Transaction

State:
Connecticut
Control #:
CT-UNT-1
Format:
PDF
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Description

Model Accredited Investor Exemption Uniform Notice of Transaction The Connecticut Model Accredited Investor Exemption (MADEIE”) Uniform Notice of Transaction is a form of disclosure document that must be filed with the Connecticut Department of Banking when offering securities to accredited investors in the state of Connecticut. The MADE is required for transactions involving the issuance of securities to accredited investors under the Connecticut Uniform Securities Act. The MADE must include the name and address of the issuer; the name and address of the seller; the title and number of the security being offered; the date of the transaction; the amount of the offering; and the names and addresses of all the recipients of the offering. It must also include a description of the type of security being offered, the terms of the offer, any fees or commissions associated with the offering, and any other information that is reasonably necessary to the offering. There are two types of Connecticut Model Accredited Investor Exemption Uniform Notice of Transaction: (1) Initial Offering Notice and (2) Subsequent Notice. An Initial Offering Notice must be filed when securities are initially offered to accredited investors in Connecticut. A Subsequent Notice must be filed when additional securities are offered to accredited investors in Connecticut.

The Connecticut Model Accredited Investor Exemption (MADEIE”) Uniform Notice of Transaction is a form of disclosure document that must be filed with the Connecticut Department of Banking when offering securities to accredited investors in the state of Connecticut. The MADE is required for transactions involving the issuance of securities to accredited investors under the Connecticut Uniform Securities Act. The MADE must include the name and address of the issuer; the name and address of the seller; the title and number of the security being offered; the date of the transaction; the amount of the offering; and the names and addresses of all the recipients of the offering. It must also include a description of the type of security being offered, the terms of the offer, any fees or commissions associated with the offering, and any other information that is reasonably necessary to the offering. There are two types of Connecticut Model Accredited Investor Exemption Uniform Notice of Transaction: (1) Initial Offering Notice and (2) Subsequent Notice. An Initial Offering Notice must be filed when securities are initially offered to accredited investors in Connecticut. A Subsequent Notice must be filed when additional securities are offered to accredited investors in Connecticut.

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Connecticut Model Accredited Investor Exemption Uniform Notice of Transaction