The proxy statement lists the items to be voted on including nominees for directorships, the auditing firm recommended by directors, the salaries of top officers and directors, and resolutions submitted by management and stockholders. Proxy statements are required by the SEC.
Arizona Proxy Statement
State:
Multi-State
Control #:
US-CC-15-137
Format:
Word;
Rich Text
Instant download
Description
Free preview
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FAQ
In the state of Arizona, mortgage brokers and mortgage bankers are required to obtain a license at the state level. The licenses are regulated and supervised by the Arizona Department of Financial Institutions (AZDFI).
The Securities Division strives to preserve the integrity of the financial marketplace through investigative actions as well as the registration and oversight of securities, securities dealers and salespersons, and investment advisers and their representatives; to enhance legitimate capital formation and deter ...
The Department regulates real estate, cemetery and membership camping brokers and salespersons. It approves and monitors pre-licensing instruction, testing, and continuing education courses.
Financial Institutions | DIFI. Pursuant to Arizona Revised Statutes Title 6, and Arizona Administrative Code Title 20, the Arizona Department of Insurance and Financial Institutions (DIFI) oversees the secure operation of Arizona's state-chartered Financial Institutions.
Consumers should file written complaints with the retailer or manufacturer within one year from the sale date or date of installation of a home. Consumers may file a complaint directly with the Department of Housing as long as filed within one year of the sale date or installation date, whichever is later.