What Is SEC Form 4: Statement of Changes in Beneficial Ownership? SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
The ATF Form 1 (or Form 5320.1) is the application to make and register an NFA firearm for individuals who are not licensed to manufacture such firearms.
The withdrawal of a submitted/in process status eForm 1 or the cancellation of an approved status eForm 1 must be done by directing a written request to the NFA Branch (address on the form) or an email to the NFA Branch (nfa@atf).
Understanding NFA Firearm Requirements: ATF Form 1 vs Form 4. ATF Form 1 is designed for individuals wanting to make or register an NFA item, such as a silencer or short barrel shotgun. On the other hand, ATF Form 4 is required to transfer an NFA firearm to an individual or legal entity, such as a trust.
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Common Errors associated with ATF Form 1: Fingerprint Cards incomplete (Often missing biometric information) Responsible Person Questionnaires (RPQs) - none submitted, too many submitted, insufficient number submitted (Must be one RPQ for each RP) Trust/Individual names do not match on forms.
The applicant may also cancel an approved Form 1 application by submitting a request, in writing, to the Chief, NFA Branch. The request for cancellation must state that the firearm was not made and must include the approved Form 1 with the stamp affixed.
For the processing of NFA forms, contact the NFA Division at (304) 616-4500. For the processing of Imports forms, contact the Firearms and Explosives Imports Branch at (304) 616-4550.
Provide a signed and dated letter requesting to void or withdraw including the reason and serial number. Email the request to nfafax@atf. (For a request to “void” an approved Form 1 or 4 when the making or transfer did not occur, the request should also be accompanied by the original tax-exempt form).