Under new Listing Rule 5636T(b), no prior shareholder approval is necessary for such a transaction if the issuing company can demonstrate that:. On December 26, 2023, the Securities and Exchange Commission approved New York Stock Exchange rule amendments limiting the "substantial securities holders."This article explains the basic requirements to keep in mind when your corporation issues any securities. Use the free New Jersey Online Filing Service to file your 2024 NJ-1040 return. It's simple and easy to follow the instructions, complete your NJ tax return,.