This form grants to a realtor or broker the sole and exclusive right to list and show the property described in the agreement on one occasion. This form is a generic example that may be referred to when preparing such a form for your particular state. It is for illustrative purposes only. Local laws should be consulted to determine any specific requirements for such a form in a particular jurisdiction.
Listing Agreement Form For Debt Securities In Illinois
Category:
State:
Multi-State
Control #:
US-00056DR
Format:
Word;
Rich Text
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An investment adviser representative is a person employed by a state-registered or federal-covered investment adviser who makes any recommendations or otherwise renders advice regarding securities; manages accounts or portfolios of clients; determines what recommendations or advice regarding securities should be given; ...
While the federal securities laws focus on regulation of the national markets, the Blue Sky Laws focus on irregular Securities and newly formed enterprises, with a goal of protecting the investing public from fraud and worthless speculative offerings.
Under it, certain securities listed on stock exchanges, such as NASDAQ or NYSE, are exempt from state blue sky laws. Securities exempt by Rule 506 under federal law are also exempt under blue sky laws.
A blue sky law is a state law in the United States that regulates the offering and sale of securities to protect the public from fraud. Though the specific provisions of these laws vary among states, they all require the registration of all securities offerings and sales, as well as of stockbrokers and brokerage firms.
In 1979 Illinois enacted the “Regulatory Sunset Act” (5 ILCS 80) which affects all licensed professions in the State. The purpose of the law is to provide oversight and regulatory accountability for the numerous licensed agencies, programs, and professions in Illinois.
What are Illinois' Blue Sky Laws? Illinois' Blue Sky Laws, encompassing various statutes under the Illinois Securities Law of 1953 and the Illinois Prepaid Tuition Act, aim to regulate securities and protect investors within the state.
