Affidavit for Lost Stolen Stock Cert. Form

State:
Multi-State
Control #:
US-0115SB
Format:
Word; 
Rich Text
Instant download

Overview of this form

The Affidavit for Lost Stolen Stock Certificate Form is a legal document used by individuals who have lost, had stolen, or otherwise cannot locate their stock certificates. This affidavit serves as a sworn statement confirming the circumstances of the loss and the ownership of the shares. Unlike similar forms, this affidavit is specifically designed to facilitate the replacement of stock certificates by informing the issuing company about the loss and affirming the owner's entitlement to the shares.

Key parts of this document

  • County of residence where the affidavit is sworn.
  • Name and address of the legal owner of the stock.
  • Details about the lost stock certificate, including number, date, registered name, and class of stock.
  • Statement regarding the endorsement status of the lost certificates.
  • Explanation of how the certificates were lost, stolen, or destroyed.
  • A clause committing to return any found certificates to the issuing company.

When to use this form

This affidavit is necessary when a stockholder realizes that their stock certificates are missing or have been stolen, and they need to request replacements. For example, you may need to complete this form if you accidentally lost your stock certificate during a move, if it was stolen from your home, or if it has been destroyed in a fire. Filing this affidavit is a critical step to protect your ownership rights and to ensure that no one else can claim ownership of your shares.

Who this form is for

  • Individuals who are legal owners of stocks and cannot locate their stock certificates.
  • Stockholders who believe their certificates may have been stolen or lost.
  • Individuals seeking to obtain replacement stock certificates from a company.

Instructions for completing this form

  • Begin by stating your county of residence where the affidavit will be sworn.
  • Fill in your full name and address as the legal owner of the stock.
  • Provide details regarding the number of shares and class of stock, as well as the issuing company's name.
  • Indicate whether the lost certificates were endorsed and explain the loss circumstances clearly.
  • Sign and date the affidavit, acknowledging your ownership and the agreement to return any future found certificates.

Is notarization required?

This document requires notarization to meet legal standards. US Legal Forms provides secure online notarization powered by Notarize, allowing you to complete the process through a verified video call, available 24/7.

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Make edits, fill in missing information, and update formatting in US Legal Forms—just like you would in MS Word.

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Download a copy, print it, send it by email, or mail it via USPS—whatever works best for your next step.

Form selector

Sign and collect signatures with our SignNow integration. Send to multiple recipients, set reminders, and more. Go Premium to unlock E-Sign.

Form selector

If this form requires notarization, complete it online through a secure video call—no need to meet a notary in person or wait for an appointment.

Form selector

We protect your documents and personal data by following strict security and privacy standards.

Mistakes to watch out for

  • Failing to include all necessary details about the lost certificates.
  • Not signing or dating the affidavit, which may render it invalid.
  • Providing unclear explanations about how the certificates were lost or stolen.

Benefits of using this form online

  • Convenient access to the form from any location at any time.
  • Easy customization to fit your specific situation, ensuring all necessary information is included.
  • Instant download, allowing for quick completion and submission.

Summary of main points

  • The Affidavit for Lost Stolen Stock Certificates is a crucial document for shareholders facing certificate loss or theft.
  • Complete and accurate information is vital for the affidavit's effectiveness.
  • Consider local regulations regarding notarization when completing the form.

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FAQ

In order to cash in the stock, you need to fill out the transfer form on the back of the certificate and have it notarized. Once complete, send the notarized certificate to the transfer agent, who will register the stock to you as owner.

If an investor wants a stock certificate, or if it is lost, stolen, or damaged, they can receive a new one by contacting a company's transfer agent.

If your securities certificate is lost, accidentally destroyed, or stolen, you should immediately contact the transfer agent and request a "stop transfer" to prevent ownership of the securities from being transferred from your name to another's.

You must notarize your signature on the affidavit. This requires that you go, in person, to a notary public. A list of notaries can be found in the phone book. Be sure to bring with you a form of picture identification.

They contain only the following details: Full legal name of the affiant; Date of birth of the affiant; Address of the affiant; Identifying details of the lost item; The date of loss or discovery of loss; An explanation of the circumstances surrounding the loss; and. The signature and notarization.

If you want to sell or transfer stock but have lost your paper stock certificate, you have no legal proof of ownership?but that doesn't mean you've lost your investment. With a properly completed lost stock certificate affidavit, you can transfer or sell the stock even if you can't find the original certificate.

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Affidavit for Lost Stolen Stock Cert. Form