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Tennessee Form IN-1460 (Accredited Investor Notice Form)[pdf]

Tennessee Form IN-1460 (Accredited Investor Notice Form)[pdf]

Name: Tennessee Form IN-1460 (Accredited Investor Notice Form)[pdf]
Brand: US Legal Forms
Price: 59.00 USD
Rating: 4.7 (412 reviews)

Category:

Tennessee Secretary of State - Blue Sky - Securities

State:

Tennessee

Control #:

TN-SKU-1118

Format:

Instant download

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Description

Form IN-1460 (Accredited Investor Notice Form)[pdf] Tennessee Form IN-1460 (Accredited Investor Notice Form)[PDF] is a document utilized by accredited investors in Tennessee to declare their status as an accredited investor. This form is required by the Tennessee Department of Financial Institutions and must be submitted to the Tennessee Securities Division in order to be considered an accredited investor. This form is used to provide the Tennessee Department of Financial Institutions with a written statement of the investor’s qualifications to be an accredited investor. The form includes the following information: name, address, type of accredited investor, list of investments, date of submission, and a signature. It also includes an attestation that the investor has read and understands the requirements and instructions for the form. There are two types of Tennessee Form IN-1460 (Accredited Investor Notice Form)[PDF]: one for individuals and one for entities.

Tennessee Form IN-1460 (Accredited Investor Notice Form)[PDF] is a document utilized by accredited investors in Tennessee to declare their status as an accredited investor. This form is required by the Tennessee Department of Financial Institutions and must be submitted to the Tennessee Securities Division in order to be considered an accredited investor. This form is used to provide the Tennessee Department of Financial Institutions with a written statement of the investor’s qualifications to be an accredited investor. The form includes the following information: name, address, type of accredited investor, list of investments, date of submission, and a signature. It also includes an attestation that the investor has read and understands the requirements and instructions for the form. There are two types of Tennessee Form IN-1460 (Accredited Investor Notice Form)[PDF]: one for individuals and one for entities.

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FAQ

§48-2-103(b)(6) Another Tennessee exemption applies if the aggregate amount of securities sold in Tennessee in the offering by a Tennessee issuer does not exceed $250,000 during any 12-month period, and no commission or other remuneration is paid or given directly or indirectly for soliciting any purchaser in Tennessee

The Tennessee Securities Division is responsible for enforcing the Tennessee Securities Act of 1980 and protecting the investors of Tennessee by maintaining the integrity of the securities market. We accomplish this function through the regulation of the securities industry and capital markets of Tennessee.

Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements.

To qualify as an accredited investor, you must have over $1 million in net worth, or more than $200,000 in earned income in the past two calendar years, with the expectation of the same earnings.

Summary. Exempt transactions are securities transactions that are exempt from the registration requirements of the 1933 Securities Act. Four typical examples of transaction exemptions in the United States include 1) Regulation A Offerings, 2) Regulation D Offerings, 3) Intrastate Offerings, and 4) Rule 144 Offerings.

Accredited investors are individuals or entities who are qualified by the SEC to invest in unregulated or sophisticated securities, while a qualified purchaser is an individual or entity with an investment portfolio worth over $5 million.

Exempt Security - Common types of exempt securities are government securities, bank securities, high-quality debt instruments, non-profit securities, and insurance contracts.

The SEC defines an accredited investor as either: an individual with gross income exceeding $200,000 in each of the two most recent years or joint income with a spouse or partner exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year.

More info

Issuer: Name: Address: Phone Number: 2. If this is a new notice, enter the date of the first sale of securities in the offering or indicate that the first sale has "Yet to Occur.Uniform Notice of Transaction. Notice of Sale of Securities pursuant to Accredited Investor Exemption. "Form IN-0911", Application for Registration as an Oil and Gas Issuer-Dealer;. 17.

Tennessee Form IN-1460 (Accredited Investor Notice Form)[pdf]

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What is the Tennessee exemption for securities?

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