South Dakota Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

State:
Multi-State
Control #:
US-EG-9320
Format:
Word; 
Rich Text
Instant download

Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages.

South Dakota Dealers Agreement refers to a legal contract between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., outlining the terms and conditions of their business relationship as dealers in South Dakota. This agreement governs the purchase and sale of securities, financial products, and investment services in the state of South Dakota. Keywords: South Dakota, Dealers Agreement, Active Assets Premier Money Trust, Morgan Stanley Dean Witter Advisors, Inc. Types of South Dakota Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may include: 1. South Dakota Securities Dealers Agreement: This type of agreement specifies the responsibilities, obligations, and regulations related to trading securities in South Dakota. It outlines the terms for buying and selling securities, disclosure requirements, compliance with state securities laws, and any reporting obligations. 2. South Dakota Investment Services Dealers Agreement: This agreement focuses specifically on investment services provided by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in South Dakota. It may cover aspects such as financial planning, asset management, portfolio diversification, risk assessment, and other investment-related services. 3. South Dakota Financial Products Dealers Agreement: This type of agreement is designed to address the sale and distribution of various financial products offered by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in South Dakota. It may include mutual funds, insurance policies, annuities, retirement accounts, and other investment vehicles. 4. South Dakota Compliance Dealers Agreement: This agreement highlights the compliance requirements imposed by South Dakota regulations and guidelines on Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It outlines the firms' obligations to maintain accurate records, conduct internal audits, implement anti-money laundering measures, and comply with all applicable laws and regulations. These are possible variations of the South Dakota Dealers Agreement, which may differ depending on the specific nature of the business relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It is important for the parties involved to carefully draft and review the agreement to ensure it accurately reflects their respective roles, obligations, and compliance with South Dakota laws and regulations.

Free preview
  • Preview Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.
  • Preview Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.
  • Preview Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

How to fill out South Dakota Dealers Agreement Between Active Assets Premier Money Trust And Morgan Stanley Dean Witter Advisors, Inc.?

If you need to full, acquire, or print out legal papers web templates, use US Legal Forms, the biggest collection of legal kinds, which can be found on the Internet. Utilize the site`s simple and handy look for to get the paperwork you need. Numerous web templates for company and personal purposes are sorted by types and suggests, or keywords and phrases. Use US Legal Forms to get the South Dakota Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in just a handful of mouse clicks.

If you are previously a US Legal Forms consumer, log in to your accounts and click on the Obtain button to get the South Dakota Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.. Also you can access kinds you earlier delivered electronically inside the My Forms tab of your accounts.

Should you use US Legal Forms the very first time, refer to the instructions under:

  • Step 1. Be sure you have chosen the shape for the right city/country.
  • Step 2. Use the Review solution to examine the form`s articles. Do not forget about to read the description.
  • Step 3. If you are unhappy using the develop, take advantage of the Lookup industry on top of the display screen to find other types from the legal develop format.
  • Step 4. Once you have discovered the shape you need, select the Acquire now button. Pick the costs strategy you choose and add your references to sign up to have an accounts.
  • Step 5. Approach the deal. You may use your Мisa or Ьastercard or PayPal accounts to finish the deal.
  • Step 6. Select the file format from the legal develop and acquire it in your product.
  • Step 7. Comprehensive, revise and print out or indication the South Dakota Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc..

Every single legal papers format you purchase is your own property for a long time. You may have acces to every single develop you delivered electronically with your acccount. Select the My Forms segment and select a develop to print out or acquire once more.

Be competitive and acquire, and print out the South Dakota Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. with US Legal Forms. There are many specialist and status-certain kinds you may use to your company or personal demands.

Form popularity

FAQ

(''Dean Witter Discover'') and Morgan Stanley Group Inc. (''Morgan Stanley'') and was formed pursuant to a merger of equals that was effected on (the ''Merger''). MSDW was originally incorporated under the laws of the State of Delaware in 1981, and its predecessor companies date back to 1924.

The ultimate parent undertaking and controlling entity of the Company is Morgan Stanley, which together with the Group and Morgan Stanley's other subsidiary undertakings, forms the ?Morgan Stanley Group?.

Dean Witter's net worth as of Aug. 31 was $103.4 million, and Reynolds' net worth on June 30 was $62.8 million. Witter has 146 brokerage offices with 2,200 account executives in 39 states and Reynolds has 84 U.S. offices with 1,350 account executives.

Purcell was named chairman and chief executive of what became Morgan Stanley, Dean Witter, Discover & Company, later shortened to Morgan Stanley in March 2001. Mack stayed on as president until 2001.

In addition to the acquisition of Dean Witter, Sears also acquired Coldwell Banker, the real estate brokerage company in 1981. Sears intended for Dean Witter to form the foundation for a larger Sears Financial Services Network that would be available to customers through the company's retail stores.

Interesting Questions

More info

Download Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. from the US Legal Forms website. It ... Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, ...... by other broker-dealers, the funds offered by the Company are in competition ... 10.9. First Amendment to Trust Agreement dated April 3, 1996 between the Company ... ... the average daily net assets of the respective Portfolio of HRT. The maximum ... MSAM is a subsidiary of Morgan Stanley, Dean Witter & Co. and is located at ... In addition, MSDW provides its clients with an extensive array of investment and credit products and services, including mutual funds, unit investment trusts (' ... This prospectus describes the PruLife® Custom Premier II Contract (2014) (the ... a part of the Contract's Cash Surrender Value without surrendering the Contract. The Company has therefore included the assets of its rabbi trusts, consisting solely of shares of the Company's common stock issued under certain deferred ... Page 1. 2000 General Corporation Tax Allocation Percentage Report. @PLAN.INC .01. "C" VENTURES INC .01. A & A LINE & WIRE CORP. 83.47. A & B ASSOCIATES FORMERLY ... Part I—Financial Information. Item 1. Financial Statements. Condensed Consolidated Statements of Financial Condition—August 31, 2000 (unaudited) and. BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

Trusted and secure by over 3 million people of the world’s leading companies

South Dakota Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.