Oregon Sub-Advisory Agreement is a legally binding contract between Prudential Investments Fund Management, LLC (IFM) and The Prudential Investment Corp. (PIC). It outlines the terms and conditions under which IFM, as the sub-adviser, will provide investment advisory services to PIC, as the investment adviser. The agreement covers various aspects related to the provision of investment advisory services, including the scope of services, compensation, responsibilities, and obligations of both parties. It also outlines the rights, duties, and restrictions that govern the relationship between IFM and PIC. This specific agreement pertains to the state of Oregon, which means it conforms to the laws, regulations, and requirements set forth by the state authorities. It ensures compliance with Oregon-specific rules and guidelines governing investment advisory activities. Key provisions and clauses typically included in Oregon Sub-Advisory Agreements between IFM and PIC may include: 1. Scope of Services: The agreement clearly defines the specific investment advisory services that IFM will provide to PIC. It may cover portfolio management, investment research, securities selection, risk management, and other related activities. 2. Compensation and Fees: The agreement specifies the compensation structure for IFM's services, including management fees, performance-based fees, and any other charges or expenses associated with the provision of investment advisory services. 3. Duties and Obligations: The agreement outlines the duties and obligations of both IFM and PIC. It may include requirements such as acting in good faith, maintaining confidentiality, providing timely reports, complying with applicable laws and regulations, and exercising fiduciary responsibility. 4. Investment Objectives and Guidelines: The agreement may define investment objectives, strategies, and guidelines that IFM must follow while managing the assets on behalf of PIC. It helps ensure alignment with PIC's investment goals and risk tolerance. 5. Review and Reporting: The agreement may specify the frequency and content of reports that IFM will provide to PIC. It may include portfolio performance reports, investment analysis, risk evaluation, and other relevant information necessary for PIC to evaluate IFM's services. 6. Termination and Assignment: The agreement outlines the conditions and procedures for termination, including events of default and remedies available to both parties. It may also address the possibility of assigning the agreement to a third party under certain circumstances. Different types of Oregon Sub-Advisory Agreements may exist, tailored to specific investment strategies, asset classes, or client requirements. For example, there may be separate agreements for equity, fixed income, or alternative investment sub-advisory services. Each agreement reflects the unique terms, conditions, and investment objectives associated with the specific sub-advisory arrangement.
Oregon Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. regarding provision of investment advisory services
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How to fill out Oregon Sub-Advisory Agreement Between Prudential Investments Fund Management, LLC And The Prudential Investment Corp. Regarding Provision Of Investment Advisory Services?
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