The Oregon Investment Management Agreement refers to a legal contract entered into between an individual or organization in Oregon and Morgan Stanley Dean Witter Advisors, Inc. This agreement aims to establish the terms and conditions under which Morgan Stanley Dean Witter Advisors will provide management and investment advisory services to the client. The agreement outlines the specific obligations and responsibilities of both parties. Morgan Stanley Dean Witter Advisors, as the investment manager, agrees to provide professional advice and execution services to the client regarding their investment portfolio. This may include areas such as asset allocation, risk management, portfolio diversification, and performance evaluation. Meanwhile, the client agrees to disclose relevant financial information, investment objectives, and risk tolerance to help Morgan Stanley Dean Witter Advisors tailor their services. The client also agrees to pay the agreed-upon fees and charges for the services provided. The Oregon Investment Management Agreement may further specify additional clauses and conditions based on the unique needs of the client and the nature of their investments. For instance, it may include provisions related to the investment strategies being employed, exclusions on certain types of investments, discretion of Morgan Stanley Dean Witter Advisors in making investment decisions, and guidelines on monitoring and reporting of portfolio performance. It's important to note that there may be different types or variations of the Oregon Investment Management Agreement, depending on the specific requirements and objectives of the client. These variations may include differences in terms such as contract duration, termination process, fee structure, and the extent of discretionary authority given to Morgan Stanley Dean Witter Advisors. These variations allow for customization of the agreement to suit the client's needs and preferences. In summary, the Oregon Investment Management Agreement is a legally binding document that serves as a framework for the employment of Morgan Stanley Dean Witter Advisors, Inc. by an individual or organization in Oregon. It ensures a clear understanding of the services to be provided, the responsibilities of each party, and the terms under which the investment management relationship will be carried out.
Oregon Investment Management Agreement regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. to render management and investment advisory services
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How to fill out Oregon Investment Management Agreement Regarding The Employment Of Morgan Stanley Dean Witter Advisors, Inc. To Render Management And Investment Advisory Services?
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Morgan Stanley Smith Barney LLC (?Morgan Stanley?), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice and are not ?fiduciaries? (under the Investment Advisers Act of 1940, ERISA, the Internal Revenue Code or otherwise) with respect to the services or ...
As a financial holding company under federal law, Morgan Stanley is subject to the regulation and oversight of the Federal Reserve. The Federal Reserve establishes capital requirements for Morgan Stanley and evaluates Morgan Stanley's compliance with such capital requirements.
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James P. Gorman is Chairman and CEO of Morgan Stanley. Mr. Gorman became CEO in January 2010 and Chairman in January 2012.
Morgan Stanley and Goldman Sachs, the last two major investment banks in the US, both announced on September 22, 2008, that they would become traditional bank holding companies regulated by the Federal Reserve.
A former Morgan Stanley financial advisor has pleaded guilty to fraud and money laundering in what prosecutors said was a $7 million scam. Victims filed arbitration claims against the firm, alleging that it failed to reasonably supervise its employee.
We leverage the full resources of our firm to help individuals, families and institutions reach their financial goals. For 87 years, we've had a passion for what's possible. We leverage the full resources of our firm to help individuals, families and institutions reach their financial goals.