North Carolina Privileged and Confidential Memorandum - Pipes

State:
Multi-State
Control #:
US-ENTREP-0045-1
Format:
Word; 
Rich Text
Instant download

Description

Memorandum written toprovide guidance as to "best practices and procedures" related to its corporate finance activities, namely raising capital in the form of privately-placed securities, commonly referred to as PIPEs, for existing publicly-traded issuers (pursuant to the rules and regulations of both the Securities Act of 1933 and the Exchange Act of 1934).
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  • Preview Privileged and Confidential Memorandum - Pipes
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FAQ

In the law of evidence, a privilege is a rule of evidence that allows the holder of the privilege to refuse to disclose information or provide evidence about a certain subject or to bar such evidence from being disclosed or used in a judicial or other proceeding.

For example, if a physician retained an attorney to determine if a joint venture was legal, the new information developed through the attorney's investigation would be privileged under the work product doctrine. The attorney's advice would be privileged under the attorney-client privilege.

Such confidential/privileged information includes, but is not limited to: Social Security numbers (SSN) and dates of birth (DOBs) as transmitted, for example, in voluntary faculty request forms, and in other compiled files that are shared with College (e.g., data for Office of Institutional Research) or non-College ( ...

Some of the most common exceptions to the privilege include: Death of a Client. ... Fiduciary Duty. ... Crime or Fraud Exception. ... Common Interest Exception.

MATTERS NOT PROTECTED BY THE ATTORNEY-CLIENT PRIVILEGE The factual circumstances surrounding the communications between an attorney and a client, such as the date of the communication and the identity of persons copied on correspondence, are likewise not privileged.

Privileged and confidential communication is the interaction between two parties having a legally protected, private relationship. Law cannot force such parties to disclose the content of communication made between them.

Examples of privileged communication recognized in many legal jurisdictions include: Attorney-client privilege, involving private conversations between lawyers and those they represent. Spousal conversations, as in the case where one spouse cannot be compelled to testify against another.

To be safe put "Attorney-Client Communication", "Privileged and Confidential" or "Attorney Work Product" in the subject of the e-mail, or on privileged documents.

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North Carolina Privileged and Confidential Memorandum - Pipes