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A few examples of accredited institutions include: Entities with more than $5 million in total assets, including corporations, partnerships, LLCs, trusts, charitable organizations, family offices, and employee benefit plans.
Net worth over $1 million, excluding primary residence (individually or with spouse or partner) Income over $200,000 (individually) or $300,000 (with spouse or partner) in each of the prior two years, and reasonably expects the same for the current year.
The law prohibits fraud, deceit, and misrepresentation in the sale of securities, such as bonds or stocks. Rule 501(a) is the part of Regulation D of the '33 Act that defines who and what qualifies to invest in unregistered securities, or an accredited investor.
Among other categories, the SEC now defines accredited investors to include the following: individuals who have certain professional certifications, designations, or credentials; individuals who are ?knowledgeable employees? of a private fund; and SEC- and state-registered investment advisors.
Accredited investor qualifications include income, net worth and securities licensing, while qualified purchasers are only qualified by the size of their assets, which must be greater than $5 million. Investment issuers are responsible for determining whether potential investors are accredited or qualified purchasers.
Being a non-accredited investor does not mean that the individual cannot invest; however, investment opportunities for them are different from accredited investors. The options available for non-accredited investors include certain types of bonds, real estate, equities, and other securities.
Rule 501(a) sets forth eight categories of individuals and entities that qualify as accredited investors. Under these provisions, an irrevocable trust created by a fund manager can qualify as an accredited investor in one of the following ways. Irrevocable Trusts with a Bank (or Trust Company) as a Trustee.
Other types of accredited investors The following can also qualify as accredited investors: Financial institutions. A corporation or LLC, not formed for the specific purpose of acquiring the securities offered, with total assets in excess of $5M. Knowledgeable employees of private funds.