Arizona Common Stock Purchase Warrant

State:
Multi-State
Control #:
US-CC-18-367B
Format:
Word; 
Rich Text
Instant download

Description

This is a form of Warrant to purchase shares of common stock in a corporation. It is a type of security issued by a corporation (usually together with a bond or preferred stock) that gives the holder the right to purchase a certain amount of common stock at a stated price.

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  • Preview Common Stock Purchase Warrant
  • Preview Common Stock Purchase Warrant
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FAQ

The three core objectives of securities regulation are: The protection of investors; ? Ensuring that markets are fair, efficient and transparent; ? The reduction of systemic risk.

The Securities Act of 1933 (as amended, the ?Securities Act?) was passed to ensure that investors have financial and other important information about securities that are being sold publicly. It also bans the use of fraud, deceit, and misrepresentation in the sales of securities.

$250.00 [A.R.S. §§ 44-1861(N), 44-1902(B)(6), A.A.C.

Governs the sale or offer for sale of securities within or from Arizona, requires registration of dealers and salesmen, prohibits fraudulent activity, and provides for enforcement of the Act.

The 1951 Act was enacted in the aftermath of highly publicized securities frauds for which existing securities laws provided inadequate civil remedies and criminal penalties. At the federal level, Congress has passed laws that curtail civil actions for securities fraud.

Securities Regulation | The Department of Financial Protection and Innovation.

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Arizona Common Stock Purchase Warrant