The Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(18) is a form that must be filled out and filed with the Alaska Division of Banking and Securities when certain types of transactions involving securities are exempt from the registration requirements of Alaska's securities laws. The two types of exempt transactions are: (1) transactions involving securities not covered by the Alaska Uniform Securities Act; and (2) transactions involving securities of companies that have been exempted from registration by the Alaska Division of Banking and Securities. This form must be filed with the Division prior to the execution of any exempt transaction. The form requires the filer to provide information such as the names and addresses of the parties involved in the transaction, the type of security involved, the amount of the transaction, and the date of the transaction. The purpose of this form is to ensure that the parties involved in the transaction have been properly informed of their rights and responsibilities, and that the transaction is exempt from the registration requirements of the Alaska Uniform Securities Act.
Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(18)
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Notice of Exempt Securities Transactions Under AS 45.55.900(b)(18)
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Certain securities offerings that are exempt from registration may only be offered to, or purchased by, persons who are "accredited investors. Issuer that offers and sells securities in this state in an offering exempt under federal Regulation.(A) a completed affidavit of no sales, to be filed with the administrator;. (B) proof of membership in FINRA; and. This is a self-executing exemption if there is no commission to be paid under (b)(7)(A). 1. Name, Address, and Telephone number of person filing this notice:. Establishing an exemption for the offering and sale of certain securities. Certain offerings and transactions –. Exempt from registration under Securities Act – Section. This correspondence led to Bonham's March 1993 application to the Division of Securities to offer exempt securities.