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An investment adviser gives advice to clients about investing in securities such as stocks, bonds, mutual funds, or exchange traded funds. Some investment advisers manage portfolios of securities.
Enter the necessary details and pay the initial registration fee of Rs. 5,000 to access the SEBI Intermediary Portal. Complete the RIA registration form that's provided on the SEBI Intermediary Portal and upload your documents. After SEBI approves your application, you need to pay the registration fee of Rs.
Investment advisory contracts are legal documents that outline the relationship between the client and the investment advisor. They provide clear guidelines of what is expected of each party in order for your needs to be met.
Section 15 of the Investment Company Act, as amended (1940 Act), requires that each investment advisory contract with a registered investment company be approved initially by a majority of the fund's outstanding voting securities and by a majority of the board of directors, including a majority of the directors who
An advisor agreement is a legal document used between a company and an advisor they have hired. The legal agreements outlines the expectations and obligation between the two parties, including the role and responsibilities of the advisor, their compensation, confidentiality, and assignment of work.