Agreement Advisory Contract With Contractor

• Category: Employment - Agreements - Financial Advisory Services
• State: Multi-State
• Control #: US-01943BG
• Format: Word

Description

The Agreement Advisory Contract with Contractor is a formal document designed to outline the relationship between a client and a financial advisor. It establishes the responsibilities of both parties, including the client's obligation to provide necessary information and documentation, while ensuring the advisor maintains confidentiality. The agreement stipulates that it remains effective until mutually terminated by either party, with a 30-day written notice required for termination. A critical feature is the fiduciary duty of the advisor, who must act in the client's best interests, alongside transparent fee arrangements outlined in a fee schedule. It includes provisions for mandatory arbitration of disputes, emphasizing that all modifications must be documented in writing. This contract is particularly useful for attorneys, partners, owners, associates, paralegals, and legal assistants, as it provides a structured approach for retaining advisory services while protecting client interests. Moreover, the clearly defined terms help mitigate risks, ensuring that all parties are informed about their roles and obligations, enhancing compliance with relevant regulations.