A stock issue is when a company offers a class or series of securities for sale. This can include stocks or bonds.A restricted stock unit (RSU) is an award of shares that comes with conditions, usually a vesting period before they are transferred. To issue stock in a corporation, you can use a simple bill of sale. I'm going to be walking through the steps of what an off-date financial information is and how to properly fill out this form. Stock must be registered in the name of the State of Arizona. If you are starting the case, you are the Plaintiff. The Defendant is the party you are suing. A stock is a form of security that indicates the holder has proportionate ownership in the issuing corporation and is sold predominantly on stock exchanges. 1. What happens if I offer or sell an unregistered security?