You must provide us with a signed written authorization from the issuer with your notarized Form ID. You may fax the signed form to the SEC at (202) 504-2474 or (703) 914-4240 or send a scanned version of the original form to Filer-Support@sec.
An amendment is required annually if the offering is ongoing for more than 12 months, or if certain of the information in the notice changes.
Some possible penalties include: Civil fines: The SEC can impose civil fines on companies that fail to file Form D on time or at all.
A Form D filer may file an amendment to a previously filed Form D notice, either on paper or online, by indicating in the space provided on the form that the filing is an amendment rather than a new filing.
Amendments and Withdrawals: If there are material changes to the information provided in Form D, an amendment must be filed with the SEC. If the offering is canceled or terminated, a notice of withdrawal must be filed with the SEC.
File your Form D Go to EDGAR and log in using your CIK and access codes. Choose “Form D” under “Make a Filing.” After you complete and submit your Form D, an email message will notify you of the status of your submission.