Investment Management Agreement regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. to render management and investment advisory services
What is this form?
The Investment Management Agreement is a legal document that outlines the terms under which Morgan Stanley Dean Witter Advisors, Inc. is retained by Active Assets Premier Money Trust to provide investment management and advisory services. This form is tailored for investment management relationships and governs the responsibilities and obligations of both the Fund and the Investment Manager, ensuring clarity in the management of assets and investment strategies.
Key parts of this document
- Identification of parties: Clarifies the roles of Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.
- Scope of services: Details the specific investment management and advisory services to be provided by the Investment Manager.
- Compensation structure: Outlines how and when the Investment Manager will be compensated based on the Fundâs net assets.
- Termination clauses: Defines the conditions under which either party can terminate the agreement.
- Liability limitations: Specifies the extent to which the Investment Manager is responsible for any errors or omissions.
- Provisions for amendments: Allows changes to the agreement as needed to comply with applicable laws.
When to use this document
This form should be used when a trust or investment fund seeks to engage a professional entity, like Morgan Stanley Dean Witter Advisors, Inc., for investment management and advisory services. It is relevant for situations involving pooled investment vehicles that manage assets on behalf of multiple investors, particularly in compliance with regulatory requirements under the Investment Company Act of 1940.
Who needs this form
- Funds and trusts looking to hire an investment manager or advisor.
- Investment managers who need a formal agreement for managing funds.
- Trustees or fiduciaries representing the interests of a trust or fund.
- Legal professionals drafting or reviewing investment management agreements.
Steps to complete this form
- Identify the parties involved: Clearly state the names and roles of the Fund and the Investment Manager.
- Specify the scope of services: Outline the investment management and advisory services to be provided.
- Fill in compensation details: Indicate the compensation structure based on the Fund's net assets.
- Include termination provisions: Define how and when either party can terminate the agreement.
- Review and sign: Ensure all parties agree to the terms and sign the document in the appropriate places.
Is notarization required?
This form does not typically require notarization unless specified by local law. However, it is advisable to consult with a legal professional to ensure compliance with relevant regulations.
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Make edits, fill in missing information, and update formatting in US Legal Forms—just like you would in MS Word.
Download a copy, print it, send it by email, or mail it via USPS—whatever works best for your next step.
Sign and collect signatures with our SignNow integration. Send to multiple recipients, set reminders, and more. Go Premium to unlock E-Sign.
If this form requires notarization, complete it online through a secure video call—no need to meet a notary in person or wait for an appointment.
We protect your documents and personal data by following strict security and privacy standards.
Avoid these common issues
- Failing to clearly define the roles and responsibilities of each party.
- Omitting compensation details, leading to confusion about payment terms.
- Not including a proper termination clause, which can complicate future exits.
- Neglecting to review the agreement for compliance with applicable laws.
Benefits of completing this form online
- Convenience: Easily download and customize the form from anywhere.
- Editability: Modify the document to fit specific investment management needs.
- Reliability: Access a legally vetted form created by licensed attorneys.
Legal use & context
- Establishes a formal relationship between the Fund and the investment manager.
- Includes legal protections for both parties in the event of disputes.
- Must comply with relevant investment company laws and fiduciary responsibilities.
Key takeaways
- The Investment Management Agreement formalizes the management relationship between the Fund and the Investment Manager.
- Proper completion of this form is essential for clear expectations and legal compliance.
- Understanding the terms and conditions laid out can protect both parties from future disputes.
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FAQ
A Service Agreement is a contract - either written or verbal - which sets out the terms and conditions for service between a Customer and a Service Provider.A Service Agreement may sometimes be referred to as a contractor form, an independent contractor agreement, a contractor agreement or a freelance agreement.
A services agreement, also known as a contractors agreement, or a contract for services (Services Agreement) is an agreement under which one party (Supplier) agrees to provide services to another party (Client) in exchange for remuneration.A Services Agreement is often issued in response to a request for proposal.
The Professional Services Agreement (PSA) is used as a "Blanket Agreement" to contract with a consultant for a specific period of time.Exhibit A specifies the services to be performed, the compensation, and the time frame in which the services will be performed.
Service agreements are contracts between a customer or client and the person or business providing the service. It defines the relationship, the responsibilities of each party, the compensation or payment and the services that will be provided, among other things.
Services agreements are arrangements (usually informal) between two or more parties and are sometimes enforceable at law. Contracts are a formal arrangement between two or more party that, by its terms and elements, are always enforceable at law.
A Service Agreement is a contract - either written or verbal - which sets out the terms and conditions for service between a Customer and a Service Provider.A Service Agreement may sometimes be referred to as a contractor form, an independent contractor agreement, a contractor agreement or a freelance agreement.
A description of the parties involved in the agreement. A description of the services to be performed. A description of fees and payment schedules. The effective date of the contract, when work will begin, and the terms under which it can be terminated. Include a place for signatures.
Identify the customer and the service provider. Add both parties' contact information. Describe the services that will be provided. Outline a schedule for payments. Establish any necessary legal terms. If the services are creative, decide who owns the creative product.
