Wisconsin Investment Adviser Designation of Supervisor

State:
Wisconsin
Control #:
WI-SKU-1027
Format:
PDF
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Description

Investment Adviser Designation of Supervisor Wisconsin Investment Adviser Designation of Supervisor is a designation issued by the Wisconsin Department of Financial Institutions (DFI) to individuals who manage investment advisers in the state. This designation allows individuals to act as a supervisor of investment advisers in Wisconsin. There are two types of Wisconsin Investment Adviser Designation of Supervisor: registered and limited. A registered Investment Adviser Designation of Supervisor is responsible for supervising investment advisers registered with the DFI. A limited Investment Adviser Designation of Supervisor is limited to supervising a specific number of investment advisers, as determined by the DFI. In order to obtain a Wisconsin Investment Adviser Designation of Supervisor, individuals must meet certain qualifications and must submit an application to the DFI.

Wisconsin Investment Adviser Designation of Supervisor is a designation issued by the Wisconsin Department of Financial Institutions (DFI) to individuals who manage investment advisers in the state. This designation allows individuals to act as a supervisor of investment advisers in Wisconsin. There are two types of Wisconsin Investment Adviser Designation of Supervisor: registered and limited. A registered Investment Adviser Designation of Supervisor is responsible for supervising investment advisers registered with the DFI. A limited Investment Adviser Designation of Supervisor is limited to supervising a specific number of investment advisers, as determined by the DFI. In order to obtain a Wisconsin Investment Adviser Designation of Supervisor, individuals must meet certain qualifications and must submit an application to the DFI.

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Wisconsin Investment Adviser Designation of Supervisor