Utah Privileged and Confidential Memorandum - Pipes

State:
Multi-State
Control #:
US-ENTREP-0045-1
Format:
Word; 
Rich Text
Instant download

Description

Memorandum written toprovide guidance as to "best practices and procedures" related to its corporate finance activities, namely raising capital in the form of privately-placed securities, commonly referred to as PIPEs, for existing publicly-traded issuers (pursuant to the rules and regulations of both the Securities Act of 1933 and the Exchange Act of 1934).
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  • Preview Privileged and Confidential Memorandum - Pipes
  • Preview Privileged and Confidential Memorandum - Pipes
  • Preview Privileged and Confidential Memorandum - Pipes
  • Preview Privileged and Confidential Memorandum - Pipes
  • Preview Privileged and Confidential Memorandum - Pipes
  • Preview Privileged and Confidential Memorandum - Pipes
  • Preview Privileged and Confidential Memorandum - Pipes
  • Preview Privileged and Confidential Memorandum - Pipes

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FAQ

Generally, attorney?client privilege is seen as substantive law. See Republic Gear Co. v Borg-Warner Corp., 381 F. 2d 551, 555 n.

This privilege is codified in California law via Evidence Code 954, which gives your attorney the right to refuse to divulge the contents of your conversation, gives you the right to require confidentiality from your attorney, and with few exceptions, makes any breach of that confidence inadmissible in court.

The Court noted that communications between a lawyer and a client are privileged, subject to exceptions for (1) communications which are themselves criminal or which counsel a criminal act or (2) information which is not a communication but is rather evidence of an act performed by counsel or a mere statement of fact.

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Utah Privileged and Confidential Memorandum - Pipes