Title: Exploring the South Carolina Sub-Advisory Agreement of Berger and Berman Management, Inc. Brief Introduction: The South Carolina Sub-Advisory Agreement refers to the legally binding agreement between Berger and Berman Management, Inc. (BMI) and its clients based in South Carolina. This agreement outlines the terms and conditions under which BMI acts as a sub-advisor, providing investment guidance and management services. Let's delve into the details of this agreement, covering its purpose, key components, and types. 1. Purpose of the South Carolina Sub-Advisory Agreement: The primary purpose of the South Carolina Sub-Advisory Agreement is to define the relationship between BMI and its South Carolina clients seeking tailored investment strategies. It identifies the responsibilities and obligations of both parties, ensuring transparency and mutual understanding. 2. Key Components of the Agreement: — Client Identification: The agreement specifies the client's identity, contact details, and relevant account information. — Appointment of Sub-Advisor: It outlines the appointment process, indicating BMI as the appointed sub-advisor. — Scope of Engagement: This section defines the investment objectives, strategy, and targeted investments applicable to the client's portfolio. — Fee Arrangements: Details regarding management fees, performance fees (if applicable), and payment procedures are documented. — Reporting and Communication: The agreement establishes guidelines for regular reporting, frequency, and method of communication between BMI and the client. — Termination Clause: It outlines the conditions for terminating the agreement, ensuring both parties understand the circumstances leading to dissolution. 3. Types of South Carolina Sub-Advisory Agreements: — General Sub-Advisory Agreement: This is the standard agreement that covers a wide range of investment services provided by BMI as a sub-advisor to clients in South Carolina. — Exclusive Sub-Advisory Agreement: In some cases, BMI may enter into an exclusive agreement with a particular client, granting them dedicated and personalized investment guidance. — Specialized Sub-Advisory Agreement: This type of agreement caters to clients in South Carolina who require specific investment expertise, such as socially responsible investing (SRI), environmental, social, and governance (ESG) strategies, or alternative investments. Conclusion: The South Carolina Sub-Advisory Agreement of Berger and Berman Management, Inc. outlines the terms, responsibilities, and obligations between BMI and its South Carolina clients for investment management services. With various types of sub-advisory agreements available, clients can find a tailored approach to meet their investment objectives and preferences. It is crucial for both parties to carefully review and understand the agreement before entering into this professional relationship.
South Carolina Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
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Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.
Neuberger Berman actively manages over $120bn2 of assets across its private equity platform and has been a private markets investor for more than 30 years. We believe our position within the private equity ecosystem provides differentiated access to investment opportunities as well as enhanced information.
Jonathan Bailey, Head of ESG Investing at Neuberger Berman, provides an overview of our ESG legacy and ongoing commitment across our investment platform.
Neuberger Berman Headquarters at 1290 Avenue of the AmericasKey peopleGeorge H. Walker (CEO) William A. Arnold (CFO)ProductsInvestment management Mutual funds Equities Fixed income Private equity Hedge funds Alternative investmentsAUM$460 billion (December 31, 2021)Number of employees2,500+ (2022)6 more rows
With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).
A subadvisory agreement is a legally binding agreement between a mutual fund and an advisor. These agreements outline the terms and conditions of the relationship between the fund and the advisor and what rights and responsibilities are expected of each party.
Neuberger Berman Group LLC has chosen J.P. Morgan Clearing Corp.
Neuberger Berman BD LLC is a registered broker-dealer and member FINRA/SIPC.