The Rhode Island Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legally binding contract that outlines the terms and conditions of a sub-advisory relationship between Berger and Berman Management, Inc. and a client located in Rhode Island. This agreement is specifically designed to cater to clients based in Rhode Island and adheres to the laws and regulations governing sub-advisory relationships in the state. The purpose of the Rhode Island Sub-Advisory Agreement is to establish a partnership between Berger and Berman Management, Inc. and the client, where Berger and Berman Management, Inc. acts as a sub-advisor and provides investment advice and management services on behalf of the client's portfolio. The agreement details the responsibilities, obligations, and compensation structure of both parties. Berger and Berman Management, Inc. offers different types of Rhode Island Sub-Advisory Agreements tailored to meet the specific needs and objectives of clients. Some key types of agreements may include: 1. Traditional Sub-Advisory Agreement: This type of agreement entails Berger and Berman Management, Inc. providing investment advice and management services based on the client's stated investment objectives and risk tolerance. The agreement covers areas such as asset allocation, portfolio construction, security analysis, and ongoing monitoring of the portfolio. 2. Performance-Based Sub-Advisory Agreement: This variant of the Rhode Island Sub-Advisory Agreement incorporates a performance-based fee structure, where Berger and Berman Management, Inc.'s compensation is linked to the performance of the client's portfolio. This encourages the sub-advisor to strive for superior investment results by aligning their interests with those of the client. 3. Simplified Sub-Advisory Agreement: This agreement is designed for clients who prefer a more streamlined approach to sub-advisory services. It may include limited investment advice or management services, focusing on a specific investment strategy or asset class. The Rhode Island Sub-Advisory Agreement recognizes the importance of clear communication, confidentiality, compliance with applicable laws, and protection of client interests. The agreement also defines termination provisions, dispute resolution mechanisms, and any applicable legal jurisdiction specific to Rhode Island. By entering into a Rhode Island Sub-Advisory Agreement with Berger and Berman Management, Inc., clients can benefit from the expertise, experience, and resources of a reputable sub-advisor while ensuring compliance with the state's regulations.
Rhode Island Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
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At Neuberger Berman, our mission is clear ? to partner with clients to achieve their unique investment objectives. Since 1939, Neuberger Berman has been a leader in the asset management business servicing the investment needs of institutional and individual investors.
From offices in 39 cities across 26 countries, Neuberger Berman manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide.
Neuberger Berman Group LLC has chosen J.P. Morgan Clearing Corp.
With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).
Neuberger Berman is a private, independent, employee-owned investment manager?a rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.
Neuberger Berman is an experienced hedge fund solutions provider investing on behalf of institutional, high-net-worth and retail clients via registered liquid alternative funds, custom portfolios, and commingled products.
Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.
NEUBERGER BERMAN BD LLC - Brokerage/Investment Adviser Firm.