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No-Action Relief means the written concurrence from the SEC with the Company's position regarding its financial statements set forth in its letter dated [ ], 2010 to the Office of Chief Accountant of the Division of Corporate Finance of the SEC.
Most no-action letters describe the request, analyze the particular facts and circumstances involved, discuss applicable laws and rules, and, if the staff grants the request for no action, concludes that the SEC staff would not recommend that the Commission take enforcement action against the requester based on the ...
100% Tax Exemption on Interest and Dividends: With Act 60, investors can enjoy a full exemption on interest and dividends earned in Puerto Rico. Imagine the financial freedom of earning income tax-free, giving you more capital to invest in your dream property.
In a 2021 Investment Management Information Update,2 the SEC stated that previous no-action letters and SEC statements related to the existing Advertising and Cash Solicitation Rule was withdrawn effective November 4, 2022, while others will be modified.
What Is a Letter of Comment? A letter of comment?or a comment letter?is a document from the Securities and Exchange Commission (SEC) that is sent to a company in response to filing its registration statement, known formally as its Form S-1.
action letter is a letter written by the staff members of a government agency, requested by an entity subject to regulation by that agency, indicating that the staff will not recommend that the agency take legal action against the entity, should the entity engage in a course of action proposed by the entity ...