New York Commodity Salesperson Statement

State:
New York
Control #:
NY-AG-CM2
Format:
PDF
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Description

Commodity Salesperson Statement

A New York Commodity Salesperson Statement is a type of disclosure document that must be completed by a commodity salesperson in the state of New York. This document is used to provide details of the salesperson’s activities and to document their qualifications and experience in the field of commodities. It must be filed with the New York State Department of Financial Services before any commodities-related activity can take place. There are three types of New York Commodity Salesperson Statements: a Salesperson Disclosure Statement, an Initial Statement, and an Annual Statement. The Salesperson Disclosure Statement must be filed when registering as a salesperson, and must include information about the salesperson’s experience and qualifications, their registration status, and other relevant information. The Initial Statement must be submitted within 30 days of registration and must include information about the salesperson’s activities, financial interests, and other related matters. The Annual Statement must be filed each year to update the information given in the initial statement and to document any changes in the salesperson’s activities.

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New York Commodity Salesperson Statement