A New Mexico Regulation A Offering Statement is a document filed with the New Mexico Securities Division that discloses certain information about a security offering to the public. The Regulation A Offering Statement is used by companies that are raising capital through the sale of securities and must be approved by the New Mexico Securities Division before the offering can take place. The Regulation A Offering Statement must include information on the issuer, the securities offered, the terms of the offering, the management of the issuer, and other details related to the offering. There are two types of New Mexico Regulation A Offering statement: Tier 1 and Tier 2. Tier 1 Offering Statements are for offerings of up to $20 million and Tier 2 Offering Statements are for offerings of up to $50 million.
New Mexico Regulation A Offering Statement
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How to fill out New Mexico Regulation A Offering Statement?
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FAQ
This is an official notification to the state administrator that the corporation intends to register additional securities for sale. Included in this statement should be: A statement from the issuer confirming they are eligible to register through filing/notification.
Rule 506 (c) Timely filing ? The fee is $350 for on-time filing. Late filing ? If the notice filing is late but within 10 days after the due date, the accompanying fee for the late filing shall be $700.
Rule 506 bans general solicitation of the securities. That is, issuers may not advertise their offering to a broad audience. Investors in a Rule 506 offering receive restricted securities, which means investors cannot freely resell their securities.
A Limited Offering includes any offer to you to purchase any Securities, whether stock, debt securities, or partnership interests, from any entity, unless those Securities are registered under the Securities Act of 1933 (that is, are publicly offered/publicly traded Securities).
Limited Offering means an offering that is exempt from registration under the Securities Act of 1933 pursuant to Section 4(2) or Section 4(6) or pursuant to Rule 504, Rule 505, or Rule 506 under the Securities Act of 1933.
Companies conducting an offering under Rule 506(b) can raise an unlimited amount of money and can sell securities to an unlimited number of accredited investors.
This means that any information a company provides to investors must be free from false or misleading statements. Similarly, a company should not exclude any information if the omission makes what is provided to investors false or misleading.