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North Dakota Issuer Exemption Application

Category:
North Dakota Secretary of State - Blue Sky - Securities
State:
North Dakota
Control #:
ND-SKU-0046
Format:
PDF
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Description

Issuer Exemption Application The North Dakota Issuer Exemption Application is a form that companies filing a securities offering in the state of North Dakota must use to declare an exemption from registration with the North Dakota Securities Department. There are two types of North Dakota Issuer Exemption Applications — the North Dakota Intrastate Offering Exemption and the North Dakota Small Offering Exemption. The North Dakota Intrastate Offering Exemption allows companies to offer securities to North Dakota residents without registering with the North Dakota Securities Department. The North Dakota Small Offering Exemption allows companies to issue a limited number of securities to North Dakota residents without registering with the North Dakota Securities Department. Both exemptions require applicants to provide detailed information about the company, the offering, and the securities in question.

The North Dakota Issuer Exemption Application is a form that companies filing a securities offering in the state of North Dakota must use to declare an exemption from registration with the North Dakota Securities Department. There are two types of North Dakota Issuer Exemption Applications — the North Dakota Intrastate Offering Exemption and the North Dakota Small Offering Exemption. The North Dakota Intrastate Offering Exemption allows companies to offer securities to North Dakota residents without registering with the North Dakota Securities Department. The North Dakota Small Offering Exemption allows companies to issue a limited number of securities to North Dakota residents without registering with the North Dakota Securities Department. Both exemptions require applicants to provide detailed information about the company, the offering, and the securities in question.

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North Dakota Issuer Exemption Application
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