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Missouri Distribution Agreement regarding the continuous offering of the Fund's shares

State:
Multi-State
Control #:
US-EG-9373
Format:
Word; 
Rich Text
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Description

Distribution Agreement between Prudential Tax-Managed Growth Fund and Prudential Investment Management Services, LLC regarding the continuous offering of the Fund's shares in order to promote the growth of the Fund and facilitate the distribution of the

A Missouri Distribution Agreement is a legal contract that governs the process of continuously offering a fund's shares in the state of Missouri. This agreement outlines the roles, responsibilities, and obligations of the fund manager and the distributor in relation to the distribution of the fund's shares in the state. Keywords: Missouri, Distribution Agreement, continuous offering, Fund's shares, legal contract, roles, responsibilities, obligations, fund manager, distributor. Types of Missouri Distribution Agreements regarding the continuous offering of the Fund's shares: 1. General Distribution Agreement: This type of agreement establishes the overall framework for the continuous offering of the fund's shares in Missouri. It specifies the general terms and conditions, including the roles and responsibilities of both parties involved. 2. Exclusive Distribution Agreement: In this type of agreement, the fund manager grants exclusive distribution rights to a specific distributor for the Missouri market. The distributor becomes the sole entity authorized to distribute the fund's shares within the state. This agreement may include provisions for marketing efforts, promotional activities, and performance targets. 3. Non-Exclusive Distribution Agreement: Unlike an exclusive agreement, a non-exclusive distribution agreement allows multiple distributors to offer the fund's shares in Missouri. Each distributor operates independently and competes with others to attract investors. The fund manager may set specific criteria for selection and performance evaluation of these distributors. 4. Sub-distribution Agreement: This type of agreement is created when a distributor appoints sub-distributors to expand the distribution network in Missouri. The sub-distributors work under the main distributor's umbrella, promoting and selling the fund's shares within their designated territories. The sub-distribution agreement outlines the relationship between the main distributor and the sub-distributors, including commissions, responsibilities, and reporting mechanisms. 5. Registered Investment Advisor (RIA) Distribution Agreement: This agreement occurs when a registered investment advisor in Missouri wishes to distribute the fund's shares directly to their clients. It establishes a contractual relationship between the fund manager and the RIA, defining the terms of distribution, fiduciary duties, and compliance requirements. In conclusion, a Missouri Distribution Agreement pertaining to the continuous offering of a fund's shares is a crucial legal document that regulates the relationship between the fund manager and distributor. It outlines the terms and conditions, rights, and obligations related to the distribution process in the state of Missouri.

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How to fill out Missouri Distribution Agreement Regarding The Continuous Offering Of The Fund's Shares?

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FAQ

Any firm or an individual who facilitates buying and selling of units within a mutual fund between an AMC (Asset Management Company) and interested investors, is categorised as a mutual funds distributor. A distributor is basically an agent supplying goods to a retailer.

A distribution agreement is a legal document that outlines the terms and conditions under which a company can distribute its products or services through a third party.

While it is generally recommended to have a distribution agreement in place, it is not always a legal requirement. The need for a distribution agreement depends on various factors, including the nature of the products or services, the relationship between the parties, and applicable laws and regulations.

A distribution agreement is a legal contract between your company and distributors, defining the guidelines to market and sell your products. A distribution agreement grants a distributor the rights to market and sell your company products.

Types of distribution agreement Exclusive Distribution Agreements. Sole Distribution Agreements. Non-Exclusive Distribution Agreements. What is a distribution agreement?

More info

How to fill out Distribution Agreement Regarding The Continuous Offering Of The Fund's Shares? When it comes to drafting a legal form, it's easier to leave it ... The current form of such agreements is attached hereto as Exhibit 1. Shares sold to dealers shall be for resale by such dealers only at the public offering ...For purposes of the offering of Shares, each Fund has furnished to the Distributor copies of the Registration Statement and Investor Purchase Application. Click on New Document and select the file importing option: upload Distribution Agreement regarding the continuous offering of the Fund's shares from your ... An equity distribution agreement is a contract that offers another party the ability to distribute shares through what's known as an at-the-market offering ... The cover page should be in the format as follows on the next page: FORM SR-1 ... stock, give the factors that were considered in determining the offering price. Once the guardianship/adoption finalizes, the second parent will need to be removed from the DVN and the foster care license/contract closed. IF both parents ... Jul 21, 2021 — This Settlement Agreement, dated as of July 21, 2021 (the “Agreement”), sets forth the terms of settlement between and among the Settling States ... Chapters 4 through 15 of the third edition of Principles of Federal Appropriations. Law, in conjunction with GAO, Principles of Federal Appropriations Law: ... Jun 9, 2023 — Completing renewals by checking electronic data sources to verify ongoing eligibility reduces the burden on enrollees to maintain coverage.

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Missouri Distribution Agreement regarding the continuous offering of the Fund's shares