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Michigan Investment Advisor Supplemental Application Form

Category:
Michigan Secretary of State - Blue Sky - Securities - Investment Adviser Registration
State:
Michigan
Control #:
MI-FIS-0569
Format:
PDF
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Description

Investment Advisor Supplemental Application Form The Michigan Investment Advisor Supplemental Application Form is a document used by financial advisors who wish to become registered and licensed to provide investment advice services within the state of Michigan. It is used to collect additional information about the applicant, such as their financial background, experience, and qualifications. There are three different types of Michigan Investment Advisor Supplemental Application Forms: Type 1A is for investment advisors registered with the U.S. Securities and Exchange Commission; Type 1B is for investment advisors registered with the Financial Industry Regulatory Authority; and Type II is for investment advisors that are not registered with either organization. Each of these forms requires the applicant to provide detailed information about their financial background, experience, and qualifications, as well as other pertinent information, in order to be considered for registration.

The Michigan Investment Advisor Supplemental Application Form is a document used by financial advisors who wish to become registered and licensed to provide investment advice services within the state of Michigan. It is used to collect additional information about the applicant, such as their financial background, experience, and qualifications. There are three different types of Michigan Investment Advisor Supplemental Application Forms: Type 1A is for investment advisors registered with the U.S. Securities and Exchange Commission; Type 1B is for investment advisors registered with the Financial Industry Regulatory Authority; and Type II is for investment advisors that are not registered with either organization. Each of these forms requires the applicant to provide detailed information about their financial background, experience, and qualifications, as well as other pertinent information, in order to be considered for registration.

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