Maine Regulation A - Tier 2 (DOC)

State:
Maine
Control #:
ME-SKU-0120
Format:
Word
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Description

Regulation A - Tier 2 (DOC) Maine Regulation A — Tier 2 (DOC) is a set of rules and regulations for equity crowdfunding in Maine. It is a form of intrastate exemption from the registration requirements of the federal Securities Act of 1933. Tier 2 allows for Maine-based companies to raise up to $2 million in a 12-month period from both accredited and non-accredited investors. Maine Regulation A — Tier 2 is divided into three main components: Certificate of Registration, Offering Statement, and Offering Circular. The Certificate of Registration is a document that must be filed with the Maine Office of Securities and approved before any offering may take place. The Offering Statement is the primary disclosure document that must be provided to all investors prior to any purchase of securities. The Offering Circular contains additional information regarding the issuer, the offering, and other details that must be included in the offering. Maine Regulation A — Tier 2 also requires ongoing reporting requirements for the issuer.

Maine Regulation A — Tier 2 (DOC) is a set of rules and regulations for equity crowdfunding in Maine. It is a form of intrastate exemption from the registration requirements of the federal Securities Act of 1933. Tier 2 allows for Maine-based companies to raise up to $2 million in a 12-month period from both accredited and non-accredited investors. Maine Regulation A — Tier 2 is divided into three main components: Certificate of Registration, Offering Statement, and Offering Circular. The Certificate of Registration is a document that must be filed with the Maine Office of Securities and approved before any offering may take place. The Offering Statement is the primary disclosure document that must be provided to all investors prior to any purchase of securities. The Offering Circular contains additional information regarding the issuer, the offering, and other details that must be included in the offering. Maine Regulation A — Tier 2 also requires ongoing reporting requirements for the issuer.

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Maine Regulation A - Tier 2 (DOC)